Senior Research Analyst
Current• Verify Incoming SWIFTs and generate market notices for mandatory and voluntary Corporate Action events for custody clients.• Generate 600 – 1000 monthly Income notifications for Dividends, Bonds, Final Maturities, TDRs, and Mutual Funds.• Communicate mandatory and voluntary corporate action notifications to institutional clients. • Process over $10bn in daily transactions for TDRs, T-Bills, and physical securities.• Resolve Entitlements related client inquiries within 24… Show more • Verify Incoming SWIFTs and generate market notices for mandatory and voluntary Corporate Action events for custody clients.• Generate 600 – 1000 monthly Income notifications for Dividends, Bonds, Final Maturities, TDRs, and Mutual Funds.• Communicate mandatory and voluntary corporate action notifications to institutional clients. • Process over $10bn in daily transactions for TDRs, T-Bills, and physical securities.• Resolve Entitlements related client inquiries within 24 hours.• Ensure accurate tax treatment / reporting of payments to ensure timely reporting to clients, CRA, and IRS.• Investigate and reconcile cash and asset breaks for client and internal suspense accounts.• Perform process reviews to identify areas of improvement and recommend changes to enhance operational efficiency.• Ensure compliance to Service Level Agreements (SLAs) by liaising with internal departments (Client Service, Cash reconciliation, Tax, Processing).• Assist in testing, review, and implementation of in-house system enhancements.• Create training plans and SOPs (Standard Operating Procedures) to on-board new hires. Show less