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Herbert Brown is listed as Vice President at Zacks Investment Management, a with 103 employees, based in Orinda, California, United States. AeroLeads shows a work email signal at zacks.com and a matched LinkedIn profile for Herbert Brown.
Herbert Brown previously worked as RVP at Zacks Investment Management and Attorney at Herbert L. Brown Attorney At Law. Herbert Brown holds Jd from University Of Wisconsin Law School.
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AeroLeads found 1 current-domain work email signal for Herbert Brown. Compare company email patterns before reaching out.
Herbert Brown is a Vice President at Zacks Investment Management.
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Active NASD/FINRA licenses: Series 7, 24, 63, 65ZIM provides stock and bond portfolio management for high net worth individuals and institutional investors. As Regional Vice-President I am responsible for: all aspects of client contact including sales presentation, asset allocation and continuing client support.
Specialized as an arbitrator and/or mediator for NASD Dispute Resolution, New York Stock Exchange, Pacific Exchange and Contra Costa County Superior Court with an emphasis on cases in the Securities Industries, including Securities Litigation cases between issuer/investor and customer/broker cases dealing with material misrepresentation, fraud, negligence, breach of fiduciary duty, lack of suitability, lack of supervision, churning, and elder abuse.
NF provided turn-key marketing systems and sales skills programs developed specifically for the financial services industry. As Senior Vice-President I was responsible for: counseling and training NF’s customers in the proper use and application of the material (including personal counseling with customers having difficulties in obtaining satisfactory results); clearance with the NASD of all compliance issues; and the accuracy of all the material. In addition, I was responsible for all institutional sales and marketing alliances with NASD member firms, insurance companies and insurance agencies.
Specialized as an arbitrator and/or mediator for NASD Dispute Resolution, New York Stock Exchange, Pacific Exchange and Contra Costa County Superior Court with an emphasis on cases in the Securities Industries, including Securities Litigation cases between issuer/investor and customer/broker cases dealing with material misrepresentation, fraud, negligence, breach of fiduciary duty, lack of suitability, lack of supervision, churning, and elder abuse.
President of a Registered Investment Advisor (“RIA”) specializing in investments for individuals and closely-held businesses. HLC offered its clients a full complement of financial products including mutual funds, annuities, stocks and bonds as well as managed accounts through third party money managers. Prior to its RIA registration, HLC was a fully licensed NASD broker/dealer. It employed 10 registered representatives and participated in underwritings ranging in size from $2 million to $100 million. HLC offered its clients full service financial planning. This service included working with the client’s current professional advisors: to evaluate the client’s current financial and tax position, determine the client’s objectives, implement the proposed financial and tax strategies and evaluate the results of implemented strategies. My duties as president of HLC included product due diligence, sales management, office management and personnel recruitment in addition to personal production.
Western regional director of Direct Participation Programs. Presented and explained Direct Participation Programs to registered representatives and their clients. Conducted seminars to and for registered representatives to explain investment opportunities.
Western regional director Personal Financial Planning. Liaison between the department and registered representatives and their clients. Conducted seminars to and for registered representatives.
Other employees you can reach at zackswmg.com. View company contacts for 103 employees →
Chris Glass
Colleague at Zacks Investment ManagementDallas, Texas, United States
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Noah Rife
Colleague at Zacks Investment ManagementGreater Chicago Area, United States
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Laurent Cohen
Colleague at Zacks Investment ManagementDes Plaines, Illinois, United States
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Kris Ratwani
Colleague at Zacks Investment ManagementFort Washington, Pennsylvania, United States
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Cort Wagenberg
Colleague at Zacks Investment ManagementChicago, Illinois, United States
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Peter Fertig
Colleague at Zacks Investment ManagementLivingston, New Jersey, United States
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James Fives
Colleague at Zacks Investment ManagementGreater Philadelphia, United States
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Tim Harper
Colleague at Zacks Investment ManagementOrlando, Florida, United States
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Casper Terpinski
Colleague at Zacks Investment ManagementHouston, Texas, United States
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Roman Kobrin, Cfp®
Colleague at Zacks Investment ManagementGreater Chicago Area, United States
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Herbert Brown works for Zacks Investment Management.
Herbert Brown is listed as Vice President at Zacks Investment Management.
AeroLeads has found 1 work email signal at @zacks.com for Herbert Brown at Zacks Investment Management.
Herbert Brown is based in Orinda, California, United States while working with Zacks Investment Management.
Herbert Brown has worked for Zacks Investment Management, Herbert L. Brown Attorney At Law, Nf Communications, Inc., Herbert Lawrence Consultants, Inc., and Shearson Loeb Rhoades.
Herbert Brown's colleagues at Zacks Investment Management include Chris Glass, Noah Rife, Laurent Cohen, Kris Ratwani, and Cort Wagenberg.
You can use AeroLeads to view verified contact signals for Herbert Brown at Zacks Investment Management, including work email, phone, and LinkedIn data when available.
Herbert Brown holds Jd from University Of Wisconsin Law School.
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