Supervisory Analyst | Vp
CurrentReview and approve EQ research from 26 prolific publishing analysts.
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@wedbush.com
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Jacqueline Thompson is listed as Supervisory Analyst/General Securities Principal at Wedbush Securities at Wedbush Securities, a company with 830 employees, based in Mount Kisco, New York, United States. AeroLeads shows a work email signal at wedbush.com and a matched LinkedIn profile for Jacqueline Thompson.
Jacqueline Thompson previously worked as Supervisory Analyst | VP at Wedbush Securities and independent contractor | Supervisory Analyst -Compliance at Institutional Broker/Dealers Madisonwilliams & Co. | Weeden & Co.. Jacqueline Thompson holds Certificate from College Of Westchester.
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Legal (the hub of the wheel) interprets regulations that Compliance Officers (the spokes of the wheel) implement.I'm a hands-on financial services compliance professional, dedicated to helping an organization realize its written policy goals. Hold FINRA licenses: Series 24 (General Securities Principal), Series 16 (Supervisory Analyst), 7 & 63.Before joining the research publishing operations of two major broker/dealers, I worked as a journalist, author and self-employed marketing professional.Specialties: Comfortable with the full-range of SA functions — clearing short-shelf-life electronic products as well as longer archival printed research. Experienced in review of special projects such as PowerPoint presentations, sales force teach-in handouts, conference books, email messages, blast voicemails and financial models. Specialize in the SA monitoring of public appearances and conference calls (FINRA 2210), including Investor Education Calls, part of IPO and secondaries’ roadshow campaigns.
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Review and approve EQ research from 26 prolific publishing analysts.
Other employees you can reach at wedbush.com. View company contacts for 830 employees →
Marc Contreras Cams
Colleague at Wedbush Securities
Denver, Colorado, United States, United States
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PD
Prithwee Das
Colleague at Wedbush Securities
Kolkata, West Bengal, India, India
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JC
Jack Collins
Colleague at Wedbush Securities
San Francisco, California, United States, United States
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William Wagner
Colleague at Wedbush Securities
Seattle, Washington, United States, United States
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Tom Sullivan
Colleague at Wedbush Securities
Minneapolis, Minnesota, United States, United States
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Barbara Nikcevich
Colleague at Wedbush Securities
San Francisco, California, United States, United States
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MA
Manny Agorastos
Colleague at Wedbush Securities
San Francisco, California, United States, United States
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FP
Francis Paulino
Colleague at Wedbush Securities
Jersey City, New Jersey, United States, United States
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RM
R Marcus Yamashita
Colleague at Wedbush Securities
Los Angeles, California, United States, United States
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MB
Mark Bluestein
Colleague at Wedbush Securities
Wayne, Pennsylvania, United States, United States
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Jacqueline Thompson works for Wedbush Securities.
Jacqueline Thompson is listed as Supervisory Analyst/General Securities Principal at Wedbush Securities at Wedbush Securities.
AeroLeads has found 2 work email signals at @wedbush.com for Jacqueline Thompson at Wedbush Securities.
Jacqueline Thompson is based in Mount Kisco, New York, United States while working with Wedbush Securities.
Jacqueline Thompson has worked for Wedbush Securities, Institutional Broker/Dealers Madisonwilliams & Co. | Weeden & Co., Banc Of America Securities, Donaldson, Lufkin & Jenrette, and Bay Street Landing.
Jacqueline Thompson's colleagues at Wedbush Securities include Marc Contreras Cams, Prithwee Das, Jack Collins, William Wagner, and Tom Sullivan.
You can use AeroLeads to view verified contact signals for Jacqueline Thompson at Wedbush Securities, including work email, phone, and LinkedIn data when available.
Jacqueline Thompson holds Certificate from College Of Westchester.
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