Operations Associate
CurrentConstruct an online database for associates and clients containing an array of government documents to aid the development of written policies and procedures for Broker-Dealers and Investment Advisors. Database includes topics ranging from SEC and FINRA rules, regulations, and laws to FinCEN anti-money laundering laws and best practices. As part of an inter-company search, facilitate a recruitment operation for a range of large and small CRC clients. Lead ongoing effort to collect aged receivables, greatly reducing clients' overdue balances.