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Scott Brown Email & Phone Number
Associate Director and Financial and Operations Principal
at
Compliance Risk Concepts ("CRC")
1 work email found
@compliance-risk.com
2 phones found area 202 and 212
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Associate Director and Financial and Operations Principal
Location
New York City Metropolitan Area, United States, United States
Company size
Who is Scott Brown? Overview
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Quick answer
Scott Brown is listed as Associate Director and Financial and Operations Principal at Compliance Risk Concepts ("CRC"), a company with 61 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at compliance-risk.com, phone signal with area code 202, 212, and a matched LinkedIn profile for Scott Brown.
Scott Brown previously worked as Associate Director/Financial & Operations Principal at Compliance Risk Concepts ("Crc") and Principal Examiner at Financial Industry Regulatory Authority (Finra). Scott Brown holds Bachelor Of Arts, Economics from City University Of New York-Queens College.
Company email context
Email format at Compliance Risk Concepts ("CRC")
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{first_initial}{last}@compliance-risk.com
89% confidence
AeroLeads found 1 current-domain work email signal for Scott Brown. Compare company email patterns before reaching out.
Profile bio
About Scott Brown
Specialties: SEC Rule 15c3-1 (Net Capital Rule); Options Sales Practice Regulation/Compliance
Listed skills include Finra, Equities, Securities, Options, and 46 others.
Current workplace
Scott Brown's current company
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Compliance Risk Concepts ("Crc")
5 roles
Scott Brown work experience
A career timeline built from the work history available for this profile.
Associate Director/Financial & Operations Principal
CurrentAs a licensed Financial and Operations Principal ("FINOP"), responsibilities include review of broker dealer books, records and financial statements prior to periodic submission to regulators. This position also involves audits of clients’ written supervisory procedures and anti-money laundering policies for compliance with FINRA, SEC and BSA related.
Nov 2016 - Present
Principal Examiner
Chosen in a competitive selection process to serve as Regulatory Specialist for Options and Futures for the FINRA New York Office.Frequently consulted by colleagues and superiors from New York and other district offices on options and futures related matters. Developed and taught course on options and futures for new examiners.Leveraged derivatives.
Feb 2005 - Feb 2016
Chief Examiner
Conducted onsite inspections of member firms in order to administer and enforce Exchange Rules and Regulations concerning sales practice operations.Led teams of junior level examiners in inspections of larger, more complex firms.Executed financial reviews of member firms based in New York City.Evaluated option related customer complaints for indications of.
Aug 1984 - Jan 2005
Associate Examiner
This position included performing pre-membership reviews in addition to conducting routine financial and sales practice audits of large and small member firms. Moreover, each examiner was responsible for periodic review of a number of FOCUS Filings.
Nov 1982 - Aug 1984
Team & coworkers
Colleagues at Compliance Risk Concepts ("CRC")
Other employees you can reach at compliance-risk.com. View company contacts for 61 employees →
JT
Jonathan Telfair
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
View →
KG
Kaitlyn Gibbs
Colleague at Compliance Risk Concepts ("Crc")
Northport, New York, United States, United States
View →
AH
Abigail Hernandez
Colleague at Compliance Risk Concepts ("Crc")
Amsterdam, North Holland, Netherlands, Netherlands
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JI
Julie Ivers
Colleague at Compliance Risk Concepts ("Crc")
American Fork, Utah, United States, United States
View →
DA
Dillon Avnet
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
View →
AS
Alexander Sixbey, Mba
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
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RA
Ryleigh Avnet
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
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MK
Mallory Kate
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
View →
CS
Clinton S.
Colleague at Compliance Risk Concepts ("Crc")
Greater Lexington Area, United States
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MD
Michael Durette
Colleague at Compliance Risk Concepts ("Crc")
Philadelphia, Pennsylvania, United States, United States
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Jonathan Telfair
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
View →
KG
Kaitlyn Gibbs
Colleague at Compliance Risk Concepts ("Crc")
Northport, New York, United States, United States
View →
AH
Abigail Hernandez
Colleague at Compliance Risk Concepts ("Crc")
Amsterdam, North Holland, Netherlands, Netherlands
View →
JI
Julie Ivers
Colleague at Compliance Risk Concepts ("Crc")
American Fork, Utah, United States, United States
View →
DA
Dillon Avnet
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
View →
AS
Alexander Sixbey, Mba
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
View →
RA
Ryleigh Avnet
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
View →
MK
Mallory Kate
Colleague at Compliance Risk Concepts ("Crc")
New York, New York, United States, United States
View →
CS
Clinton S.
Colleague at Compliance Risk Concepts ("Crc")
Greater Lexington Area, United States
View →
MD
Michael Durette
Colleague at Compliance Risk Concepts ("Crc")
Philadelphia, Pennsylvania, United States, United States
View →
1 education record
Scott Brown education
FAQ
Frequently asked questions about Scott Brown
Quick answers generated from the profile data available on this page.
What company does Scott Brown work for?
Scott Brown works for Compliance Risk Concepts ("CRC").
What is Scott Brown's role at Compliance Risk Concepts ("CRC")?
Scott Brown is listed as Associate Director and Financial and Operations Principal at Compliance Risk Concepts ("CRC").
What is Scott Brown's email address?
AeroLeads has found 1 work email signal at @compliance-risk.com for Scott Brown at Compliance Risk Concepts ("CRC").
What is Scott Brown's phone number?
AeroLeads has found 2 phone signal(s) with area code 202, 212 for Scott Brown at Compliance Risk Concepts ("CRC").
Where is Scott Brown based?
Scott Brown is based in New York City Metropolitan Area, United States, United States while working with Compliance Risk Concepts ("CRC").
What companies has Scott Brown worked for?
Scott Brown has worked for Compliance Risk Concepts ("Crc"), Financial Industry Regulatory Authority (Finra), Chicago Board Options Exchange, and Nasd.
Who are Scott Brown's colleagues at Compliance Risk Concepts ("CRC")?
Scott Brown's colleagues at Compliance Risk Concepts ("CRC") include Jonathan Telfair, Kaitlyn Gibbs, Abigail Hernandez, Julie Ivers, and Dillon Avnet.
How can I contact Scott Brown?
You can use AeroLeads to view verified contact signals for Scott Brown at Compliance Risk Concepts ("CRC"), including work email, phone, and LinkedIn data when available.
What schools did Scott Brown attend?
Scott Brown holds Bachelor Of Arts, Economics from City University Of New York-Queens College.
What skills is Scott Brown known for?
Scott Brown is listed with skills including Finra, Equities, Securities, Options, Aml, Capital Markets, Trading, and Investments.
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