General Counsel And Corporate Secretary
Dallas/Fort Worth Area
• General Counsel to Protection One, Inc. (NASDAQ: PONE), the second largest provider of security alarm monitoring and related services in the U.S., with 68 branches, one million active residential, commercial and multifamily customers, 2,700 employees and $380MM in annual revenue. • Advised executive management and board of directors in connection with merger and acquisition, significant asset, vendor and financing transactions, SEC and public listing requirements.• Supervised nine person legal staff and network of outside counsel across the U.S. Responsible for $5.0M legal department budget. Implemented alternative fee arrangements with primary law firms, resulting in greater efficiencies and cost savings.• Provided legal services to executive and line managers in connection with commercial customer and vendor contracts, regulatory compliance and company licensing, marketing and sales activities (including FTC and consumer protection compliance), electronic commerce, telecommunications, software and equipment purchases, employment law issues, facilities management and leasing, and records management. Responsible for protection of company intellectual property and trademarks. • Corporate secretary responsible for drafting of board and committee resolutions and minutes; responsible for SEC filings, including Section 16, proxy, periodic and current reports, and Sarbanes-Oxley and SEC insider trading compliance. • Managed defense of significant lawsuits, including the defense of putative consumer class action and patent infringement matters, and prosecution of unfair competition claims. • Drafted numerous company policies, including insider trading, ethics, privacy and confidentiality, records management, contract legal review and administration, and outside counsel engagement policies. Drafted and supervised maintenance of company customer and vendor forms library. Conceived and developed document and contract management systems and related processes.