Vice President - Director Of Producer Licensing
CurrentResponsible for the oversight of the Producer Licensing Department and its staff of 14. Extensive knowledge of state insurance licensing procedures, regulations and filing requirements. Knowledge of FINRA regulatory form filings via Web CRD and IARD. My department is responsible for the filing of insurance license applications, renewals and supporting documents on behalf of all U.S. individuals and agencies, the filing of carrier appointments, reviewing and negotiation of company contracts and the initial and ongoing securities registration filings for members of our broker/dealer and investment advisor agencies.