John A. Email & Phone Number

Orlando, Fl, Us

Works to ensure the Financial Crimes Compliance (FCC) unit is in compliance with anti-money laundering and counter-terrorist financing regulations and is in the best position to prevent and detect financial crimes within Choice Bank. Responsible for gathering data for analysis and management reporting, with a focus on monitoring KPIs and KRIs while also being a liaison with ERM as any KPI/KRI approach a breach. Also assist in conducting annual and ad-hoc risk assessments, assist in model validation and remediation, assist in regulatory exams and audits including the remediation of findings.

Works to ensure compliance with anti-money laundering and counter-terrorist financing regulations to prevent and detect financial crimes. Responsible for conducting risk assessments, monitoring transactions,screening clients, and various investigative and evaluative duties related to client due diligence.

Tampa, Florida, United States

Develops and revises policies, procedures, and programs in support of the administration of the Bank's BSA program. Manages the Currency Transaction Report (CTR) and Designation of Exempt Person (DOEP) process. Manage and track BSA/AML high-risk customers and accounts through the Bank's CDD/EDD oversight.Responsible for managing the Bank's CIP Program and CIP analysts that support the Compliance and Payments departments with CIP/KYC testing, quality control, due diligence, program implementation, and various prepaid card program management activities. Coordinates with internal and external auditors, including regulatory examiners, during audits and examinations, to provide the requested information and interim consultation.Support business processes and systems, including business intelligence and data visualization, and identify, investigate research, and document transactional analysis findings involving unusual activity or trends. Consults with and advise operating units and managers affected by compliance issues and regulatory requirements.

Tampa/St. Petersburg, Florida Area

Responsible for reviewing transaction monitoring alerts, program manager reports/escalations, and internal referrals and escalating unusual activity to cases for further investigation. Manage a caseload of investigations for prepaid card and core banking by analyzing account activities according to Sutton's AML procedures and policies, documenting and reporting the investigation findings, preparing case files, writing and filing Suspicious Activity Reports (SARs) for review by the BSA/AML officer, recommending relationship retention or termination, and initiating and tracking account closures as required. Respond to law enforcement inquiries. Assist as needed with the reviewing and responding to 314a, subpoena, and 314b (upon participation) requests. Document all research and analysis conducted in conjunction with case management. Participate in program manager reviews, prepaid card committee as required, and interact with Senior Management on AML issues.

Tampa, Florida, United States

Assist the Chief Compliance Officer and the Bank Secrecy Officer in originating, implementing, and maintaining the Bank’s Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC) compliance programs to ensure conformity and adherence with all applicable state and federal laws and regulations.

Tampa, Florida

Midflorida Credit Union

Responsible for conducting Suspicious Activity transactions, patterns, and ongoing reviews of patron account data for Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) compliance. Responsible for creating Suspicious Activity Report (SAR) filings, where necessary, with complete and accurate information, data, and well-supported analysis. Creates and reviews one-off logs for activity not contained within the automated system, manually enters non-cash data not already included within the system for research, obtains and maintains applicable reporting metrics, and escalates accounts for enhanced due diligence reviews within policy guidelines or when otherwise deemed necessary.

Wheelersburg, Oh