John Bruni Email & Phone Number

United States

United States

Radnor, Pa, Us

The financial advisors of WSFS Wealth Investments offer securities and advisory services through Commonwealth Financial Network®, Member FINRA.org/SIPC.org, a Registered Investment Adviser. WSFS Bank and WSFS Wealth Investments are not registered as a broker-dealer or Registered Investment Adviser. WSFS Bank and Commonwealth are separate and unaffiliated entities. Fixed Insurance products and services are offered through CES Insurance Agency.INVESTMENTS ARE NOT INSURED BY THE FDIC AND ARE NOT DEPOSITS OR OTHER OBLIGATIONS OF, OR GUARANTEED BY, ANY DEPOSITORY INSTITUTION. FUNDS ARE SUBJECT TO INVESTMENT RISKS, INCLUDING PROSSIBLE LOSS OF PRINCIPAL INVESTMENT.This communication is strictly intended for individuals residing in the states of AZ, DC, DE, FL, MD, NJ & PA. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services.5803 Kennett Pike, Suite DWilmington, DE 19807www.wsfsinvestments.comPlease review our Terms of Use here: www.commonwealth.com/termsofuse.html

Wilmington, De, Us

Perform various compliance related duties for WSFS Wealth, focused on Trust and RIA compliance. Developed the process to review managed accounts in accordance with Reg 9. Process and oversee the on-boarding of new accounts; KYC collection, screening of interested parties, research source of wealth, and communicate with advisors, administrators, and salespeople to ensure timeliness and efficiency of on-boarding. Create and develop policies and procedures to maintain BSA/AML compliance. Integral in the implementation and continued use of a transaction monitoring system designed to combat money laundering. Identify and complete remediation projects to comply with OCC and SEC regulations.

Wilmington, De, Us

Process and oversee the on-boarding of new accounts; KYC collection, screening of interested parties, research source of wealth, and communicate with trust administrators and salespeople to ensure timeliness and efficiency of on-boarding. Create and develop policies and procedures to maintain BSA/AML compliance. Integral in the implementation and continued use of a transaction monitoring system designed to combat money laundering. Identify and complete remediation projects to comply with OCC regulations.

Wilmington, De, Us

Troy, Mi, Us

Conducted a variety of tasks some of which were administrative in nature. Reviewed and provided a quality check of information given to me by lawyers working on a document review. Digitized documents with references to asbestos for law suit.

Master Of Business Administration - Mba

Bachelor Of Arts (B.A.), History