Led SOX readiness project for IT systems including scoping, performing risk assessments, advising management on control design, and designing operating effectiveness test plansConsulted for SOX readiness project for business processes including financial statement scoping, assisting with business process risk assessment, advising management on control designOversight of IT General Control testing program for SOX compliance post SOX readinessAdvisor to the Fraud Risk Committee responsible for performing organization fraud risk assessment and evaluation of fraud control designLead contact and coordinator for external audit IT testing activitiesOversight of Internal Audit data analytics programImplementation and primary application support of wDesk SOX management platformPrepare and present progress reports to senior / executive management as well as external auditors

Plan and execute IT audits based on risk, PCI-DSS, and ISO 27000Complete annual IT risk assessmentReport on results of completed IT audit and risk assessments to senior / executive managementTeamMate champion - application support and creation of custom reportingImplementation and ongoing support of ACL analytics program to facilitate resort audit procedures

Plan and execute business process SOX test proceduresPlan and execute operational audits in compliance with IIA StandardsReport on results of audit projects to senior and executive management

Lead Researcher and Content Developer for "An Approach to Risk Assessment"Oversight of all business operations

Conduct performance audits of school districts.Make recommendations to address audit findings and/or value add suggestionsParticipate in engagement planning and exit meetings

Conduct audits of several bank functions, including: IT support, lending, deposit accounts, bank investments, vendor management, business continuity.Conduct audits of regulatory requirements for internal review (GLBA, BSA, SAFE)Perform testing of process key controls and IT General Controls for SOX compliance

Utilize surveillance equipment and investigative techniques to monitor for loss.Monitor high risk, high dollar items and track for potential loss.Investigate known incidents that have occurred on store property and communicate with local law enforcement if required.Communicate with customers to ensure a positive and safe guest experience.