Jonathan Daly Email & Phone Number

Enfield, Connecticut, United States

Hartford, Connecticut Area

Johnston, Rhode Island

East Providence, Rhode Island

Placed an average of 60 managed account, fixed income, mutual fund, and unit investment trust trades accurately and efficiently in a fast paced, high pressure environment; maintained superior service quality statistics

Groton, CT

Assisted one registered representative with his duties; mainly with 401K accounts and other investment accounts. Also assisted on new life insurance business.

In the Spring of 2001, I joined the Society for American Baseball Research. At the first meeting I attended, I made a presentation suggesting that the peripatetic pitcher Mike Morgan might be the Kevin Bacon of baseball. Jim Furtado was there and suggested that I write my presentation up for his new (at the time) baseball website Baseball Primer (later to.

Hartford, Connecticut Area

I cold-called this company. They were in the same building as my (then) landlord. I noticed that they were an NASD member, so I put on a suit and tie and dropped off a resume. A month later I was hired. A lot has changed in the dozen years I've been at Harvest Capital, both within the firm and the industry. I've worn many hats as I've seen it grow. I am.

Hartford, Connecticut Area

Duties: Responsible for all aspects of Registered Investment Adviser Compliance for a subsidiary of a federal savings bank. Duties included reviewing new accounts and annual compliance interviews with investment adviser agents. Key player in the integration of an investment advisory program of an acquired bank.

Hartford, Connecticut Area

I was able to leverage a college internship into a full time position at Advest. In the two years that I was there, I learned about many aspects of the brokerage business.Duties: Reviewed all areas of Advest, Inc. for compliance with securities regulations except for the retail sales areas, assisted the CROP (Compliance Registered Options Principal).

Hartford, Connecticut Area

Duties: Registered brokers with different states and SROs, coordinated continuing education and professional examinations (Series 7, 63, 65, etc.) researched foreign registration requirements, assisted with implementing Assentor e-mail supervisory system, worked with outside vendors, the NASD, and the NYSE, researched exception reports.

Hartford, Connecticut Area

Duties: Assisted one senior and two junior stockbrokers in prospecting new clients and providing timely investment information to existing clients.

Hartford, Connecticut Area

Duties: Supervised security officers at an inner city hospital.

Hartford, Connecticut Area

Duties: Provided combat intelligence information from the division’s Intelligence Battalion to combat brigade commanders; served as a noncommissioned officer in the operations section of the Intelligence Battalion

United States/Middle East

Duties: Veteran of Desert Storm and Desert Shield. Served with the 311th MI Battalion, part of the 101st Airborne Division.

Bachelor Of Arts (Ba), Economics, 3.87

Activities and Societies: Omicron Delta EpsilonInternational Honor Society in Economics Dean’s list each semester

Education record

Studied Modern Standard Arabic and the Syrian Dialect.

College/University Preparatory And Advanced High School/Secondary Diploma Program