Jonathan Weinstein Email and Phone Number
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Jonathan Weinstein is a Compliance Associate at ETF Managers Group (ETFMG) at Nomura. He possess expertise in income protection, retirement income strategies, leadership, customer service, public speaking and 3 more skills.
Nomura
View- Website:
- nomura.com
- Employees:
- 15775
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NomuraFanwood, Nj, Us
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Compliance AssociateEtf Managers Group (Etfmg) Jul 2019 - PresentSummit, Nj, Us• File regulatory documents on behalf of the Trust and Adviser (13G/D, 13F, 15(c), NFA PR, NFA PQR, NPORT, ADV).• Manage the process of launching Exchange Traded Funds in both domestic and foreign markets.• Amended the liquidity risk management program to better analyze liquidity concerns and thresholds.• Discovered unnecessary costs to the company and recognized cost cutting opportunities.• Conduct annual reviews of AML/Compliance/Risk programs, annual employee training, and Onboarding/Offboarding.• Manage the Alpha Desk Hedge Fund and Portfolio Management and Compliance System in conjunction with Eikon.• Analyzed and compared the Firm Securities Lending Income on Collateral against a Short-Duration ETF.• Attend and record detailed minutes and collect and compile the materials for all meetings of the Board of Trustees. -
Compliance ExaminerForesters Financial Services Dec 2018 - Jun 2019New York, Ny, Us• Perform surveillance for all transactions within the company, including but not limited to all insurance and securities transactions. • Research and investigate questionable transactions for illegal activity.• Review pre-hire candidates to determine eligibility through criminal background checks and regulatory inquiries. • Communicated with federal and state regulatory authorities.• Perform audits of sales offices and their personnel to ensure all standards are being adequately followed. -
AgentNew York Life Insurance Company Mar 2016 - Nov 2018New York, New York, Us -
Financial Services ProfessionalNylife Securities Llc Mar 2016 - Nov 2018• Advised clients, analyze and build full financial plans predicated on maximizing returns while managing risk.• Researched current market trends and clients’ tax situation to aid accordingly.• Met with clients face to face over meetings, further expanding my interpersonal skills.• Utilized various marketing tactics to increase exposure and gain clientele.• Demonstrated ability to be self-motivated by finding new clients and working without close supervision. -
Assistant ManagerBlueridge Restaurant Group Jul 2015 - Nov 2015Columbia, Maryland, Us• Managed a high volume restaurant and its employees through means of efficiency, profitability and motivation.• Acted as liaison between corporate headquarters and the restaurant.• Handled conflict daily among guests and employees.• Managed liquor, beer and wine inventory.• Performed talent acquisition through screening, selecting, interviewing and training potential candidates for employment.• Analyzed profit and loss statements and handled projects to maximize revenue and control costs. -
Disney College Program - HopperWalt Disney World Sep 2014 - Jan 2015Lake Buena Vista, Florida, Us• Performed outstanding in the areas of cast/guest relations, courtesy, teamwork and adaptability.• Rotated through various roles including Guest Relations, Main Entrance Operations, Ticketing and Attractions. -
Managerial InternMerion Golf Club May 2013 - Aug 2013• Supervised fine dining service at the U.S. Open for all USGA members and their guests. • Assisted all front of house and various back of house positions in the food and beverage department.
Jonathan Weinstein Skills
Jonathan Weinstein Education Details
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University Of DelawareBusiness -
Disney College ProgramFlex Role
Frequently Asked Questions about Jonathan Weinstein
What company does Jonathan Weinstein work for?
Jonathan Weinstein works for Nomura
What is Jonathan Weinstein's role at the current company?
Jonathan Weinstein's current role is Compliance Associate at ETF Managers Group (ETFMG).
What is Jonathan Weinstein's email address?
Jonathan Weinstein's email address is jo****@****ife.com
What is Jonathan Weinstein's direct phone number?
Jonathan Weinstein's direct phone number is +173259*****
What schools did Jonathan Weinstein attend?
Jonathan Weinstein attended University Of Delaware, Disney College Program.
What skills is Jonathan Weinstein known for?
Jonathan Weinstein has skills like Income Protection, Retirement Income Strategies, Leadership, Customer Service, Public Speaking, Teamwork, Hospitality, Financial Risk Management.
Who are Jonathan Weinstein's colleagues?
Jonathan Weinstein's colleagues are Manuel Sosa, Kan Chang, Cqf, Rid Rhiven, Arpit Sangani, Mohd Firoz Kuravale, Tony Crail, Siddhant Shevale.
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