Provide Treasurer/Principal Financial Officer solutions to Fund sponsors as well as consultative support to existing PFO’s o Review and coordinate certification of Form N-CSR and Sarbanes Oxley (SOX) Sections 302 and 906 o Conduct onsite due diligence meetings with fund service providers o Oversee fund disclosures controls and procedures o Attend Board meetings and present to Board and/or Audit Committee. o Oversee fund budgeting process, expense accruals and authorization of fund expense payments

Provide Treasurer/Principal Financial Officer solutions to Fund sponsors as well as consultative support to existing PFO’s o Review and coordinate certification of Form N-CSR and Sarbanes Oxley (SOX) Sections 302 and 906 o Conduct onsite due diligence meetings with fund service providers o Oversee fund disclosures controls and procedures o Attend Board meetings and present to Board and/or Audit Committee. o Oversee fund budgeting process, expense accruals and authorization of fund expense payments

Oversaw Fund Administration Group activities for 5 ETF clients (approx $30B AUM): o Expense budgeting, contractual fees and expense limitations o Fund performance calculations o Periodic fund distributions o Board reporting on fund operations (including financial statements, portfolio characteristics, compliance summaries, and disclosure of significant affiliate and other transactions)Worked effectively across different operational channels at JPM (Accounting, Tax, Financial Reporting, Client Service)Played a critical role in helping launch 4 new ETF clients over the past 3 years (65 new ETF launches on existing clients)Supported the financial reporting group by reviewing Semi-Annual and Annual reports for integrity of dataWorked with legal counsel on Prospectus and Statement of Additional information updatesAssisted in developing and adjusting department procedures and systems enhancements as part of the Best Practice CommitteeActed as the primary contact and representative at client meetings, internal and external, on Treasury issuesParticipated and /or lead departmental initiatives, training and projects: o Expense Budgeting & Contractual Fee Automation Project o Operating model analysis for productivity opportunities

Responsible for managing the successful delivery of service to clients by acting as the primary contact for client inquires, requests and ad-hoc projects.Coordinated and monitored Treasury group’s expense deliverables: o Monthly expense budgeting and accruals, calculation of asset-based fees and expense cap analysis. o Expense disbursement analysis on unpaid pending invoices reported to the client.Coordinate and monitor Treasury group’s other deliverables: o Monthly/Quarterly income distributions and annual excise distributions o Fund performance calculations, 1099/1096 reporting and ICI primary & secondary reportingPresented client specific information for quarterly due diligence meetings with CCO and PFO.Took ownership of on boarding of new clients, preparing agendas and leading meetings to ensure successful implementation of new business. Provided feedback and coaching to managers and staff, oversaw and conducted performance reviews and helped establish performance objectives for group members.

Responsible for overseeing group deliverables, controls and workflowsResponsible for managing the successful completion: o Expense budgets, expense cap analysis, basis point fee calculations and expense payments o IRS diversification testing and 90% income testing o SEC 1940 Act and Pro/SAI compliance testing o Monthly performance calculations o Quarterly distribution calculations and applicable exchange notifications o Broker Commission reporting o New fund launch preparations o ICI Primary/Secondary Reporting and Form 1099-MISC and 1096 reporting o Prospectus/SAI Annual updatesTeam Building Committee and Fund Administration Training Committee member.Consistently received Exceeds performance ratings for 2 years. Helped in review process of Form NQ, Semi-Annual and Annual financial statements.Managed relationships with client companies, ensuring requests were being met and that clients were satisfied with service.

Responsible for managing and coordinating staff activities (procedures, work schedules, and workflow) Responsible for reviewing and approving: o Daily, monthly, and quarterly mutual fund’s SEC and IRS compliance results. o Annual fund SEC compliance testing matrix updates. o Expense budgets, rollforwards, accruals, basis point analyses and expense payments. o Monthly and quarterly performance calculations. o Monthly and annual distribution calculations. o Semi-annual and annual NSAR filings with the SEC. o Monthly Quality Standard Reports and Quarterly CCO reports. Responsible for setting deadlines, escalating issues and reporting status of deliverables to Assistant Director/Unit ManagerOften performed a review of the work of Senior Account SpecialistsResearched and resolved many complex issues and/or inquiries

Private Client Group research and analytics.