Julia Schiffman Email and Phone Number

• Surveilled daily trading activity reports to ensure compliance with regulatory rules including but not limited to the Manning Rule and Soft Dollar Eligibility• Created and maintained MS Access databases, queries, forms, reports used to store supervisory information vital to daily operations• Designed MS Excel macro based data reconciliations to ensure data integrity of supervisory mappings and updated company systems accordingly to reflect changes in organizational structure• Liased with IT teams on various projects including to create business requirements for migrations between Access and Sybase databases and between legacy and newly designed trading limit monitoring systems• Coordinated global roll out and implementation of various firm policies across Institutional Equity and Fixed Income including Mandatory Vacation Policy• Worked with other regional Regulatory Control Group teams in Europe and Asia to develop and implement consistent internal processes and supervisory data maintenance procedures• Responded to ad-hoc queries from Compliance to gather and manipulate data to satisfy audit requests

• Performed quantitative analysis to determine how to optimize bond portfolio diversity score• Developed diversity score benchmarking technique to assess diversity scores of existing portfolios• Drafted java code to automatically evaluate attractiveness of a portfolio diversity score using key inputs• Presented key findings to eight executives and answered questions to increase internal company knowledge

• Achieved “Seller of the Month” status by exceeding store sales goals• Reduced credit sales costs and increased customer spending 30% by opening Banana Republic Credit Card Accounts• Provided friendly customer service through effective communication with sales team of twenty• Reduced company losses due to theft by overseeing cash wrap area and closing cash registers

• Revised and published weekly financial reports informing executive management of company performance• Reviewed and edited financial information reported in estimate book before final publication • Monitored estimate book progress; updated team on missing components to ensure timely publication• Attended weekly meetings to offer feedback on enhancements to weekly report and progress of estimate book