Kevin Hull Email & Phone Number

Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product lines. Prior to assuming his executive role with Grubb & Ellis, Mr. Hull was associated with Dechert LLP and Kirkpatrick & Lockhart, both large international law firms where his practice centered on providing service to investment advisers and broker-dealers in the areas of compliance, registration, disclosure, customer complaints and investigations, regulation and enforcement in addition to advertising and product operations and sales practices. Mr. Hull's career in the securities industry began in 1988 as an associate compliance examiner for FINRA Los Angeles, which was followed by six years as COO and CFO of an independent broker-dealer. While in law school in Washington, D.C., Mr. Hull served in the FINRA Enforcement Department and in the Divisions of Enforcement and Investment Management at the U.S. Securities and Exchange Commission. Mr. Hull previously held multiple securities designations including the Series 7, 24, 27, 53, 4, 63 and 65. He is a member of the SIFMA Compliance and Legal Division and the National Society of Compliance Professionals and is a graduate of The Catholic University of America (J.D., cum laude, 1999) and Cal State Fullerton (B.A., finance, 1988). Mr. Hull is admitted to practice law in California, New York and Massachusetts.

Listed skills include Finra, Arbitration, Compliance, Litigation, and 6 others.