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Kimberley C. is listed as Compliance - Advice Remediation - Quality Assurance at Centric, a company with 63 employees, based in Melbourne, Victoria, Australia. AeroLeads shows a matched LinkedIn profile for Kimberley C..
Kimberley C. previously worked as Compliance Officer - Funds Management & Platforms at Centric and NAB Assessment Consultant | Wealth Advice Remediation at Nab. Kimberley C. holds Bachelor Of Business, Economics & Finance from Rmit University.
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With over 7 years of experience in financial advice remediation, I bring a strong foundation in compliance, quality assurance, and regulatory frameworks. My expertise includes conducting thorough case reviews, performing detailed quality checks, and ensuring that financial advice meets rigorous regulatory standards. I excel at collaborating with cross-functional teams to resolve issues efficiently and preparing comprehensive reports that outline key findings and recommendations. My ability to meet deadlines without compromising quality demonstrates my commitment to excellence and attention to detail.In my previous roles, I was responsible for reviewing financial advice to ensure it adhered to compliance standards and was appropriate for clients. I also mentored junior team members and provided guidance on complex cases. My skill in identifying risk and ensuring adherence to industry regulations has prepared me for more complex investigative and compliance roles. I am now looking to apply my analytical skills and commitment to ethical practices in new and challenging opportunities.If you're seeking a professional with a strong compliance-oriented approach and experience in investigative work, I'd love to connect. I'm eager to bring my skills and experience to new roles where I can continue to drive positive outcomes and uphold the highest standards of integrity.
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Melbourne, Victoria, Australia
Ensure regulatory compliance for Funds Management and Platform services at Centric Capital. My role involves transaction and compliance monitoring, managing audits, conducting risk assessments, and addressing incidents, breaches, and complaints to ensure alignment with regulatory requirements.
Melbourne, Victoria, Australia
Worked in NAB’s Customer Response Initiative – Advice Remediation Program which ensures compliance with financial advice regulations, prioritising prompt resolution through collaborative efforts across departments.
Melbourne, Victoria, Australia
Worked in a team that is responsible for the advice remediation program carried out by one of Australia’s largest financial services companies for review and improvement purposes.As a Quality Assurance Specialist, I focused on ensuring that assessments were conducted in accordance with established processes and guidelines while maintaining a high level of.
Melbourne, Australia
My responsibilities included conducting detailed remediation assessments, evaluating financial advice, and making sure outcomes were both fair and aligned with the client's established methodology. I was also responsible for assessing more complex cases, leveraging my expertise to identify areas of concern and recommend appropriate remediation steps.
Melbourne, Australia
Focused on compliance with regulatory guidelines and enforceable undertakings set by the Australian Securities and Investments Commission (ASIC). My key responsibilities included conducting comprehensive remediation assessments, evaluating financial advice, and ensuring that outcomes were fair and aligned with the client's methodology.
Other employees you can reach at centricwealth.com.au. View company contacts for 63 employees →
Heidi Motte
Colleague at Centric
Melbourne, Victoria, Australia, Australia
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Bernie Ervin
Colleague at Centric
Greater Melbourne Area, Australia
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Connor Mishalow
Colleague at Centric
Australia, Australia
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Brynnin De Sousa
Colleague at Centric
Greater Sydney Area, Australia
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Katie Mckinnon
Colleague at Centric
Greater Sydney Area, Australia
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Loren Gibson
Colleague at Centric
Greater Sydney Area, Australia
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Jessica Van
Colleague at Centric
Greater Sydney Area, Australia
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JM
Jane Mcculloch
Colleague at Centric
Greater Brisbane Area, Australia
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Anne Goodrich
Colleague at Centric
Greater Melbourne Area, Australia
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Darcy Geale
Colleague at Centric
Greater Newcastle Area, Australia
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Quick answers generated from the profile data available on this page.
Kimberley C. works for Centric.
Kimberley C. is listed as Compliance - Advice Remediation - Quality Assurance at Centric.
Kimberley C. is based in Melbourne, Victoria, Australia while working with Centric.
Kimberley C. has worked for Centric, Nab, and Deloitte.
Kimberley C.'s colleagues at Centric include Heidi Motte, Bernie Ervin, Connor Mishalow, Brynnin De Sousa, and Katie Mckinnon.
You can use AeroLeads to view verified contact signals for Kimberley C. at Centric, including work email, phone, and LinkedIn data when available.
Kimberley C. holds Bachelor Of Business, Economics & Finance from Rmit University.
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