Lakshmi Krishnakumar Email & Phone Number

Toronto, Ontario, CA

Pittsburgh, Pennsylvania, US

• Responsible for the department-wide Regulatory Issue validation methodology and process as part of the Professional Practices team. This starts from receipt of exam letter and includes review of IA’s final work of.
• Managed Regulatory Issues team to ensure timely execution to meet internal and regulatory deadlines. Implemented automated reporting of Regulatory Issue to facilitate ready access to accurate data, resulting in.

Pittsburgh, Pennsylvania, US

• Experienced Quality Assurance (QA) manager in the Professional Practices team, managing horizontal and vertical internal audits across the entire internal audit department with experience in leading complex QA audits.
• Led automation efforts for the QA team to assist the department in proactive management of certain key risk areas which brought about improved results and streamlined the monitoring and reporting of exceptions.

London, GB

• Deployed and managed multiple teams working in conjunction with client internal departments to perform risk assessments as well as coordinate global audits. Integrated with data analytics teams and shared service.
• Developed systems to plan, track and report on resources and budgets for a $5-10 million engagement at a global steel manufacturer. Engagement involved 10 fixed team members and ~30 SMEs across ~30 audits.
• Managed a controls transformation engagement of the procurement and finance functions at global chemicals company. Led the teams related to business requirements design, internal controls design and gap analyses. The.
• Led procurement, vendor management and supply chain audits at various clients in the pharmaceutical and manufacturing industry and worked with subject matter resources in supply chain functions to identify risks and.
• Facilitated risk-prioritization sessions with client leadership at pharmaceutical and manufacturing companies leading to focused internal audit efforts and reduced exposure to risks.
• Led contracts review for a pharmaceutical company related to a contract revenue dispute with a third party. Managed the execution of the engagement, budget, and delivery of the final work product which helped produce a.

London, GB

Lead teams in carrying out Risk based Internal Audits, Enterprise Risk Management, SOX 404 and Internal Controls over financial reporting, Process Compliance reviews, and development of Standard Operating Procedures End to end execution of client engagements including overall project / engagement management, review and monitoring of team and team.

Responsible for the creation & analysis of market surveys and for researching & writing research reports. Involved in the conceptualization, development and implementation of a marketing plan for a new product line launch and in the development of strategic plans for the company’s new initiatives.

London, GB

• Responsible for ensuring compliance with global Codes, Regulations and Group Standards
• Knowledge of the key regulations of the financial services sector across U.K., Europe, U.S., Middle East & Asia Pacific region with an awareness of current industry issues and trends
• Management of the Compliance Review Programme with responsibility for conducting pro-active compliance reviews and annual risk assessments for global business units

• Responsible for the day-to-day management of staff and personnel (80+ employees) including the handling of resourcing, capacity planning, accounting, and inventory control
• Managed fiscal operations such as financial forecasting, capital budget planning, accounting, and rate setting
• Developed and expanded staff programs and hospital services and directed the recruitment, and training of personnel and created and maintained HR policies

Ms, Management

Bsc, Applied Sciences