Mark D. Email & Phone Number

New York City Metropolitan Area

Managed assigned tasks related to drafting case investigations, prepared Suspicious Activity Reports (SARs), analyzed/utilized Currency Transaction Reports (CTRs) and Monetary Instrument Logs (MILs) and referencing Customer Identification Programs (CIPs) Promoted alerts to cases that required the drafting of Suspicious Activity Reports in compliance with established regulatory guidelines and time frames Quality Assurance reviews of level one and two alerts identified for Pre-SAR filing. SAR writing/filingPrepared client communications and reviewed with Senior Level Management

Columbia, South Carolina Metropolitan Area

Provided 1st level review for low to high risk retail customersLeveraged internal and external sources to disposition alertsWrote high level narratives for case escalations and recommendations for account closures

Hazelwood, Missouri

AML Remediation Project, QA SAR/No SAR Review, EDD Review

Philadelphia, Pennsylvania

New York, New York

New Castle, Delaware

United States

Transaction monitoring, look back review, various topologies...SAR recommendation,

Columbus, Oh

 AML compliance monitoring, customer identification programs and AML training and the review and preparation of SARs. Managed caseload of investigations, performed analysis, followed up and worked cases from beginning to completion Collect and examine financial statements and documents to assist in identifying unusual transaction patterns. Follow-up with additional Point(s) of Contact (POC) as needed to identify additional information in support of the case. Managed caseload of investigations, performed analysis, followed up and worked cases from beginning to completion according to bank AML procedures and policies. Investigations were generated from sources which include: MANTAS system generated alerts, Branch Referrals, 1st Level reviewer escalations, Senior Management escalations, Government sources (e.g. Subpoenas, 314 (a), Client-On boarding and Maintenance and Transaction monitoring referrals. Documented and reported investigation findings and prepared case files for review (e.g. media search results, copies of statements/checks, results from internal system searches etc). Responsible for communicating with internal and external entities, members of the sales team and other bank AML monitoring units.

Greater Philadelphia Area

Conducted AML investigation methodology as a member of a Look back projectComplied/ and reviewed KYC information Completed due diligence as needed in accordance with bank CIPAnalyzed transaction history to identify potential suspicious activity Recommended account closure

New Castle, Delaware

 Document and report the investigation findings and prepare case files for review (e.g. media search results, copies of statements/checks, results from internal system searches etc.)  Responsible for communicating with internal and external entities, members of the sales team and other Citigroup AML monitoring units.  Collect and examine financial statements and documents to assist in identifying unusual transaction patterns.  Write and file Suspicious Activity Reports (SAR) and recommend relationship retention or termination; track account closures as required.

Newark, Delaware

Perform daily customer account reviews to identify potentially suspicious activity Completely and accurately document steps taken through the investigation process Filter Branch referrals to identify prospective ML/TF activity Work with internal groups to ensure consistent understanding of ALM requirements Function as a key contributor with demonstrated knowledge of AML/KYC issues Compile all information for Suspicious Activity Reports (SAR) filing  Promote alerts to cases that may require drafting of Suspicious Activity Reports in compliance with established regulatory guidelines and time frames Effectively obtain information and assistance from appropriate law enforcement agencies, peer banks, and other external groups on AML issues and cases

Newark, Delaware

 Contact and counsel customers on the various repayment options and the benefits of making payment on their loan to prevent Secure a commitment from customers to resolve the existing delinquencies and ensure future timely payments to protect corporate assets. Maintain an in-depth understanding of student loans and servicing processes. This includes understanding the rules and regulations pertaining to student loan servicing.  Make system updates accurately. Record comments clearly, succinctly and professionally. Retain a performance rating of 90% of the department average of dollars resolved per hour, every month

Washington D.C. Metro Area

Provided interactive training and simulation to the Marine Corps. and DoD personnelDelivered executive briefs to all senior level personnel Evaluated clients current operating procedures developed strategies to streamline implementation of paperless invoicing system (WAWF)Tier 1 Helpdesk/trouble shootingSubject matter expert

Quantico, Va

perform duties specifically pertaining to the compilation of financial data and estimates for budget formulation; analysis of variances between the budget plan and actual budget execution and any related budget analysis and oversight duties typically performed by budget organizations. Additional financial management duties may encompass a broad scope of related duties to include recording financial data to support budget execution and program analysis, preparation of financial progress reports and statistics, and any other related financial management duties supporting command analysis and review functions to identify instances of fraud, waste and abuse of resources. All of the aforementioned duties require a fundamental understanding of all financial management related system interfaces and associated computer applications

Bachelor'S Of Arts -Criminal Justice, Criminal Justice And Corrections

Diploma, Network Security

Network Security