Mark Gray Email and Phone Number

Expert in wealth management industry including state and federal laws and regulations applicable to trusts, estates, corporate trusts, employee benefits, personal trusts, fiduciary law, fiduciary risk management, investments, retirement accounts, and other relationships within wealth management. Expertise in the organization and operation of banks and trust companies. Industry and regulatory expertise in the areas of governance, best practices, risk assessments, management, operations, and AML/BSA oversight. Incorporated Family Office into compliance and risk framework including closely held and other hard-to-value assets. Leader in oversight, management, and development of diverse teams of varying sizes. Thought leader within organization for maintenance of strong compliance culture in the presence of changing regulatory landscape and corporate objectives. Engages team through appropriate training and publications. Effective in maintaining healthy and productive relationships with audit and regulators and experience that includes conducting/participation in hundreds of regulatory examinations as an examiner, and as the primary contact during audits and examinations Successful Compliance liaison with management in process and procedural review and modification, and establishment of comprehensive policies. Developed Compliance assurance testing program and reporting framework to inform management and the Board. Identified Key Risk and Key Performance indicators for appropriate reporting as well.