Sole legal counsel of a $3.7 billion credit union. Key leader providing full service legal and strategic support for all corporate functions including federal and state laws and regulations, commercial and consumer lending, regulatory compliance, privacy, board and corporate governance, and contractual matters.

 Assisted managing directors and vice presidents in all aspects of M&A advisory and financial valuation services to investment management organizations and their professionals. Performed valuation analyses based on a combination of comparable private and public companies financials, historical transactions, discount cash flow, and multiples of EBITA and Revenues. Conducted due diligence on firms and products that were being considered as potential clients. Facilitated compliance requirements under broker-dealer registration. Created the firm’s marketing materials. Assisted in the drafting of legal agreements and confidentiality agreements. Worked closely with top industry professionals in a competitive environment.

 Maintained accounting books and records of assigned regulated investment companies and collective investment trusts as well as daily evaluation of securities. Daily tasks included cash preparation and reconciliation, fund share analysis, income & expense accrual, trade analysis, daily valuation of fund assets, and determination of Net Asset Value per share and distribution rate. Experience with a variety of mutual funds platforms – domestic equity/municipals, governmental, international equity/municipals, emerging markets, feeder funds – with regards to corporate actions and pricing. Worked closely with traders and clients to ensure proper procedures and prices were in place.

- Worked closely with the Vice President formulating client reports on Excel to monitor performance of funds and asset categories versus the model of each account, databases and general investment activities.- Experience with the Goldmine and ACT databases as well as retrieving client information from an Advent System and the Fidelity Advisor Channel.