Marco Diaz Email & Phone Number

Miami, Florida, United States

United States

Compliance Officer 2, Small Business Development / Internal Services Department at Miami-Dade County

Miami, Florida

• Assisted in (KYC) preparation for the Periodic Review, based on information received from the RM including but not limited to TTM (Transaction) Breaks, AAMs (Anticipated Account Monitoring), EDD (Enhanced Due.
• Managed interactions with Relationship Managers (RM) and other staff members, as needed, in support of AML/KYC activities
• Implemented leadership skills required to complete specific projects within the Specialized Makers team
• Maintained a proactive mindset when performing under strenuous and time-sensitive cases, projects and other assignments

Miami/Fort Lauderdale Area

• Investigated, monitored and managed an average of 150 cases on a monthly basis for potential red flags and patterns associated with suspicious activity including, but not limited to structuring, kiting and fraud
• Investigated trends and patterns using AML monitoring systems in order to develop case analysis and conduct write-ups
• Maintained organizational skills to follow up with pending case work, deadlines, and requests for documentation to be completed in a timely manner
• Reviewed potential matches resulting from OFAC/SDN scan and escalated potential matches to the OFAC officer
• Uploaded and performed review of the Bank’s CIF and other lists for compliance with FinCEN 314a/b requests

Doral, FL

• Analyzed borrowers’ overall business stability, financial statements, credit analysis, information provided in borrowers’ advance applications, and other third party data
• Prioritized deadlines and focused on the completion of loan documentation while providing exceptional customer service
• Established relationships with agents at independent sales organizations (iso's) to obtain required or missing documentation and facilitate communication with business owners
• Perform background checks on business and business owners along with phone interviews to understand the nature of the business
• Completed loan process with a funding call once all stipulations were gathered and reviewed by management

Doral, FL

• Established new and increase existing client account relationships through sales and referrals of retail, commercial, mortgage, investments, and other line of business products and services
• Responsible for account transactions, account maintenance, customer correspondence, balancing consistently, balance and monitor cash items, order and prepare cash shipments, and collection items
• Implemented new sales initiatives to bring new business from Doral and other areas of Miami

Miami/Fort Lauderdale Area

• Analyzed and investigated out of balance transactions through trends and red flags
• Ability to respond and assist customers with inquiries and/or problem resolution
• Followed the established policies in accordance with the bank and the supervisor’s direction

Fiba - Amlca, Banking And Financial Support Services

Activities and Societies: AMLCA Certified Anti-Money Laundering Certified Analyst

Bachelor Of Business Administration (Bba), Finance, General, 3.65

Activities and Societies: Cum Laude honors graduate -Certificate in Banking -Certificate in International Bank Management

Associate Of Arts (Aa), Accounting And Finance, 3.75

Activities and Societies: Diploma for completion of service learning project at MDC