Mike Klein Email & Phone Number

New York, Ny

Worked in IT Audit at JP Morgan Chase.

Greater New York City Area

* Work closely with key individuals to complete risk and control identification, providing education necessary to enable a culture of controls. * Evaluate existing operational policies and procedures to more accurately identify and document remediation processes. Assess existing controls in three locations to come up with a comprehensive set of controls for the New York office.* Provide compliance assessment and reporting for IT processes to meet compliance reporting requirements and time frames.

Greater New York City Area

* Managed and performed SOX IT controls testing with tight deadlines for several clients of Cohn Reznick LLP.* Key IT areas covered included IT Security, Change Management, IT Operations* Interfaced with external auditors, 3rd party consultants, internal IT and Corporate Senior Management.* Identified and report on issues to Senior Management.

Greater New York City Area

* Managed SOX IT engagement including interfacing with external auditors, 3rd party consultants, internal IT and Corporate Senior Management.* Project Managed new integrated telephone system implementation that included managing relationship between several 3rd party vendors and Corporate IT Management.

Greater New York City Area

* Interfaced with external auditors, 3rd party consultants, and Senior Management on IT / SOX compliance issues.* Consolidated SOX IT Controls framework by 23% leading to a more streamlined approach for SOX IT controls testing.* Ensured business units are in compliance with current Sarbanes Oxley (SOX) and Payment Card Industry (PCI) regulations.* Developed and executed Global IT / SOX Audits for business units covering key control areas such as IT Security, IT Operations, Change Management over critical Applications, Databases and Networks.* Managed and supported Global IT Audit staff / consultants in order to execute Global IT Audit plan.

Greater New York City Area

* Developed annual IT Audit plan.* Managed IT audits (including SOX) in key control areas such as IT Security & Infrastructure, Applications & Databases, Change Management, IT Operations.* Initiated task force to address Business Continuity Planning (BCP) needs across all business units and presented regular updates to Senior Management & the Audit Committee.* Interfaced regularly with Senior Management, External Audit, and the Audit Committee on IT / SOX compliance issues.* Maintained SOX IT Controls framework.* Trained business units and internal audit staff in SOX application (RCTS).