Mindy Kramer Email & Phone Number

Pikesville, Md, Us

Examined various offerings for securities law compliance, including compliance with the Securities Act, the Exchange Act, and the Investment Advisors Act. Provided interpretive guidance to companies and shareholders on a range of securities issues. Reviewed and analyzed securities rules, regulations, annual and quarterly reports, initial public offerings, and securities filings for domestic and foreign companies, including Fortune 1000 companies. Trained new attorneys.• Collaborated with and counseled executives, financial officers, corporate in-house and outside counsel, and experts (e.g. engineers) to formulate compliance-related questions and answers.• Reviewed prospectuses, registration statements, and proxies to provide recommendations to the Assistant Director and Branch Chief as to the appropriate level of review.

Doctor Of Law (J.D.)

Bachelor Of Arts (B.A.), Political Science And Government International Affairs