Mohammed Hussein Email & Phone Number

United Arab Emirates

Dubai, Dubai, United Arab Emirates

1. Manage and monitor the Compliance Advisory Analysts in their day-to-dayactivities including collaborating with multiple external stakeholders andtheir activities in relation to AML/CFT processes.2.Identify and address potential risks or escalated issues arising betweeninternal and external stakeholders3. Utilize information from regulatory and internal policy changes relative toAML/CFT/Sanctions area to further identify new key risk areas4. Analyze comparative data, prepare and present reports related to thecurrent AML/CFT operating environment of external stakeholders and theidentified operational gaps5. Act as main point of contact for registrar to resolve queries on theregulation issued by Ministry of Economy6. Develop approaches/action plans to compliance and control issues byweighing various alternatives and balancing potentially conflictingsituations7. Advise and recommend a plan of action for management based on analysisof risk information8. Review analytical reports to support the effective communication of theperformance, evidence of good practice, gaps, risks and recommendationstailored for each external stakeholder9. Provide proactive feedback to team members in improving controls andefficiency and closing out of gaps identified.10. Keep abreast of all applicable and latest regulatory developments andinternational standards such as Financial Action Task Force (FATF)11. Ensure that an effective compliance framework is in place and isentrenched adequately covering mentioned areas.12.Proactively assess implications of new regulatory developments onbusiness, take cognizance of industry best practices and initiatives in orderto provide the best suitable yet practical advice13. Relate effectively with clients at all levels, both internally and externally14. Coach and train new team members

United Arab Emirates

Dubai Financial Market period / UAE March 2022 until the beginning of June 2022: Capital Markets Supervision Consultant for a period of 3 months Contracting consultancy work for the purposes of a short-term project to establish a mechanism for oversight, disclosure, governance and analysis of the financial statements of listed comp

Egypt

) Misr Central Clearing, Depository and Registry Company / Egypt, the period from 3/15/2021 to 3/15/2022 Executive Director of Compliance, Governance and Money Laundering to carry out internal audit work on all company departments, governance reports, deal with the regulatory authorities in the country and carry out the work of the Anti-Money Laundering and Terrorist Financing Department. He also participated in preparing the Board of Directors’ reports and activity reports. Follow up on all periodic reports with the company before the regulatory authorities, in addition to To develop a system to measure the performance of the target in the company's strategic and operational plan and verified

United Arab Emirates

Conducting periodic and unannounced inspection of brokerage firms, preparing reports of inspection results including evidence of irregularities and manipulations related to the capital market and accounting and economic aspects related to companies.Studying and auditing the interim and annual financial statements and financial reports issued by brokerage firms to ensure their adherence to the laws and policies and procedures for their preparation and publication and to ensure the adequacy of capital and solvency of companies.Auditing all budgets, profit and loss accounts and all financial statements related to financial markets, commodities and brokerage firms.Studying financial reports submitted by companies related to (separation of accounts, solvency, maturities of receivables and receivables to customers and margin trading).Auditing trading records of companies to verify their compliance with the laws, regulations, instructions and decisions related to registering and dealing in the stock and commodities market transactions and relevant budgets.Investigating and verifying the complaints of investors or companies regarding the violation of one of the conditions of trading securities and commodities in the capital market, in addition to the investigation of complaints received from the Complaints Section.Conduct personal interviews with candidates for internal controller in brokerage firms.Studying and responding to inquiries and topics submitted by either the internal bodies of the Authority or external bodies.Participate in the development of proposed amendments to legal articles.In addition to participating in the implementation of the strategic plan initiatives of the Authority.

Abu Dhabi - United Arab Emirates

Securities & Commodities Authority - Abu Dhabi - United Arab Emirates -1/4/2006 – 3/2021From 01/04/2006 to 04/11/2006 - Financial Inspector - The most important tasks are as follows:Conducting periodic and unannounced inspection of brokerage firms, preparing reports of inspection results including evidence of irregularities and manipulations related to the capital market and accounting and economic aspects related to companies.Studying and auditing the interim and annual financial statements and financial reports issued by brokerage firms to ensure their adherence to the laws and policies and procedures for their preparation and publication and to ensure the adequacy of capital and solvency of companies.Auditing all budgets, profit and loss accounts and all financial statements related to financial markets, commodities and brokerage firms.Studying financial reports submitted by companies related to (separation of accounts, solvency, maturities of receivables and receivables to customers and margin trading).Auditing trading records of companies to verify their compliance with the laws, regulations, instructions and decisions related to registering and dealing in the stock and commodities market transactions and relevant budgets.Investigating and verifying the complaints of investors or companies regarding the violation of one of the conditions of trading securities and commodities in the capital market, in addition to the investigation of complaints received from the Complaints Section.Conduct personal interviews with candidates for internal controller in brokerage firms.Studying and responding to inquiries and topics submitted by either the internal bodies of the Authority or external bodies.Participate in the development of proposed amendments to legal articles.In addition to participating in the implementation of the strategic plan initiatives of the Authority.

Egypt

Financial Supervisory Authority - Cairo - Arab Republic of Egypt - 16/2/1998- 31/03/2006 Financial Markets SpecialistConduct periodic and unannounced inspection of brokerage firms, and prepare reports of inspection results including evidence of irregularities.Represent the Authority in supervising the attendance of the meetings of the general assemblies of public and private shareholding companies and verifying the validity of legal procedures for proving and monitoring violations.Study the license files of brokerage firms working in securities field.Verify the solvency of brokerage firms.Participate and supervise the conduct of legal investigations related to the manipulation of financial markets.Investigate and verify the complaints of investors or companies regarding the violation of one of the conditions of trading securities and commodities in the capital market, in addition to investigating complaints from the complaints department.Participate in the evaluation committees of the net assets of joint stock companies for the purpose of merging, changing the legal form or increasing the capital.Participate with the committees of commercial funds and public funds on brokerage companies and joint stock companies.Study and respond to inquiries and topics submitted by either the internal bodies of the Authority or external bodies.Participate in the development of proposed amendments to legal articles.

Giza, Al Jizah, Egypt

El Serky Office For Accounting & Auditing - Giza - Arab Republic of Egypt 1997 - 2001Accountant.Prepare financial statements of companies in their various legal forms.Review the financial statements of companies.Studying tax files and attending appeal committees and related to tax work.

Associate'S Degree, Auditing

Bachelor Of Commerce (B.Com.), Accounting