Nick Munson Email & Phone Number

New York, Ny, Us

Hicksville, New York, United States

Key accomplishments:- Centralized all 2nd line risk management functions under the Office of the CRO, increasing 2nd line headcount from 35 FTE to 300+ FTE- Enhanced Board reporting and governance, including a revamp of the Risk Appetite Policy and Strategic Planning process- Worked closely with Management and the Board to revamp the Board KRI reporting process to focus the Board on the most critical key risk indicators and trends- Proactively initiated and executed numerous regulatory gap assessments to continuously enhance risk management practices in light of increasing regulatory expectations- Led the integration of three risk management functions following two strategic acquisitions, while significantly upgrading risk management talent and capabilities to be commensurate with increasing regulatory expectations.

Hicksville, New York, United States

Key accomplishments:- Designed and executed a comprehensive Internal Audit Transformation/Optimization plan to ensure compliance with IIA Standards and FRB SR 13-1. - Successfully enhanced critical Internal Audit capabilities (e.g., audit methodology, audit tools, Board reporting, quality assurance improvement program, training, risk-based audit planning, continuous monitoring) for a team of 70+ audit professionals- Implemented a comprehensive issue remediation strategy to ensure that all audit and regulatory issues were sustainably remediated and validated prior to closure, resulting in a significant reduction in open audit and regulatory issues.- Completed skill gap assessment, upgraded audit talent and revamped department organizational structure to optimize efficiencies and to ensure the requisite audit resources with deep domain expertise were in place to execute the 3-year risk-based audit plan

Norwalk, Connecticut, United States

Key accomplishments:- The Corporate Audit Staff (CAS) was GE's premier career acceleration leadership program which was designed to provide participants with extensive training and practical leadership opportunities, fostering professional and personal growth.- As an Executive Audit Manager in CAS, I was responsible for overseeing the GE-Capital domestic-based business activities that remained post the GE Capital de-designation as a non-Bank SIFI.- I managed multiple horizontal teams of auditors within CAS with global responsibility for all audit and advisory coverage of GE Capital and Treasury.

Norwalk, Connecticut, United States

Key accomplishments:- Internal Audit Enterprise Initiatives leader responsible for the leading the transformation of the global audit function for GE Capital to meet the heightened regulatory expectations of a $500B+ non-bank SIFI.- Designed and successfully executed the Internal Audit Transformation plan for the ~400 person global Internal Audit function, which included multiple programs, projects and workstreams to enhance IA's key operations and practices related to organizational design, resourcing model, people development, audit methodology, audit tools, continuous monitoring and audit reporting.- Key advisor to the Chief Audit Executive on all department matters and initiatives and frequent presenter to GE Capital Executive Leadership, GE Board and Risk Committees and led all interactions with the FRBNY regulators.- Was awarded the GE Capital Chairman's Award by the GE Capital Chief Executive Officer for successfully transforming the global Internal Audit function.

New York City Metropolitan Area

Led the internal audit coverage for the Compliance and Operations functions across the Global Banking and Markets businesses.

New York, Chicago, Tokyo

Held multiple senior leadership positions both domestically and internationally within the Internal Audit department. Key roles included:- Global Head of the Audit Practices Group- Co-Head of the Tokyo Internal Audit Department- Head of the Chicago Internal Audit Department (established and headed this function following key acquisitions)- Head of the Capital Markets Internal Audit team in Asia- Co-Head of Capital Markets Internal Audit - Americas

New York City Metropolitan Area

Group Internal Audit Department

New York City Metropolitan Area

Provided assurance services for financial services clients (e.g., broker dealers and international bank branches in NYC).

Valley Stream, New York, United States

Financial statement auditing for financial services clients