Series 7 License Acquired August 2017Series 24 License Acquired August 2018CRD: 6756322

Researches regulations by reviewing regulatory bulletins and other sources of information, compiles information by coordinating rate deviation filings; maintaining updated rate matrices; providing overviews of product disclosures, keeps other departments abreast of requirements by researching regulatory and filing information; writing and communicating guidelines, obtains approvals by revising forms and rates, prepares reports by collecting, analyzing, and summarizing information, maintains rapport with regulatory personnel by arranging continuing contacts; resolving concerns, maintains quality service by establishing and enforcing organization standards, maintains professional and technical knowledge by attending educational workshops; reviewing professional publications; establishing personal networks; benchmarking state-of-the-art practices; participating in professional societies, contributes to team effort by accomplishing related results as needed.

Processed financial transactions, Opened Accounts, Adhered to policy protocol, assisted in maintaining the branch, researched items and sold services to customers and non-customers.

Processed financial transactions, Adhered to policy protocol, assisted in maintaining the branch, researched items and sold services to customers and non-customers.

Secured the National Guard Greenlief Training Site in Hastings, NE, worked up reports, maintained relationships with military officers and contractors