Manager
Current- Making sure all KYC policies and procedures are updated as per regulatory requirements.
- Developed training materials on compliance requirements for all employees and conducted periodic audits of branch operations to ensure adherence with established policies and procedures.
- Provided ongoing support in developing new products that may be subject to regulatory scrutiny as well as providing guidance regarding existing products based upon changing regulations or market conditions.
- Participated in meetings with regulators from time-to-time related to bank’s anti-money laundering efforts and provided input into the design of any required reports used by regulators to assess compliance with.
- Conducted risk assessments on new and existing customers to ensure compliance with AML regulations
- Developed a comprehensive customer due diligence program that included enhanced account monitoring, transaction monitoring and document review
Apr 2014 - Present
