Łukasz Piątek

Łukasz Piątek Email and Phone Number

Investment Compliance Consultant | Investment Guideline Monitoring | CRIMS | Charles River IMS | CRD | MIG 21 | Compliance Rule Coding & Testing @ Elgin White
london, london, united kingdom
Łukasz Piątek's Location
Cracow, Małopolskie, Poland, Poland
About Łukasz Piątek

Łukasz Piątek is a Investment Compliance Consultant | Investment Guideline Monitoring | CRIMS | Charles River IMS | CRD | MIG 21 | Compliance Rule Coding & Testing at Elgin White.

Łukasz Piątek's Current Company Details
Elgin White

Elgin White

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Investment Compliance Consultant | Investment Guideline Monitoring | CRIMS | Charles River IMS | CRD | MIG 21 | Compliance Rule Coding & Testing
london, london, united kingdom
Website:
elginwhite.co.uk
Employees:
12
Łukasz Piątek Work Experience Details
  • Elgin White
    Investment Compliance Rule Writer
    Elgin White Sep 2024 - Present
    Rule Writer in migration project from LDC to ALTO
  • Maxima Consulting, Inc.
    Investment Compliance Implementation - Consultant
    Maxima Consulting, Inc. Nov 2022 - Aug 2024
    Krakowski, Małopolskie, Poland
    ● MIG21 to CRIMS Conversion Work stream Lead- Responsible for work allocation of 14 SMEs - Responsible for Project Scope analysis which included review client's Rule Library (10,000~ tests), review for re-usability and similarity as part of preparation- Design end-to-end entire Rule Management process during Conversion based on Agile methodology- Collaborate with Data and QA to ensure quality of the Rule Coding- Review MIG21 system setups and highlight potential issues when converting to new solution such as technology differences, potential discrepancies and solutions/workarounds- Work directly with Project Management, addressing all concerns or highlighting important issues- Actively participate in Stakeholder Meetings where I provided status update for the work stream- Act as point of contact for any issues- Actively manage project's Delta by providing monthly reports of changes done in MIG21 that have to be included during Conversion- Responsible for introduction of Client's newly trained Rule Writers to the system- Responsible for Release planning and promotion of changes from Testing Environment to Production- Responsible for creation, updates and tracking of Rule and List repositories
  • State Street
    Investment Compliance Team Manager, Officer
    State Street Oct 2019 - Nov 2022
    Cracow, Małopolskie, Poland
    ● Team Leader role for Investment Compliance MIG & CRD Contractual Services- Responsible for oversight of 20 employees- Acting as a point of contact and escalation for all Processes related to CRD- Review of Post-Conversion client setups- Actively participate in the shaping of the Target Operating Model for Implementation Services● MIG to CRIMS Conversion consultant role- Creating an End-to-End model for the CRD process- SME role during conversion of NA / EMEA / APAC Business - over 200 Clients- Actively participating in Parallel meetings- Review & acceptance of new solutions- Raising risks, assessing impact, and seeking solutions- Participation in the development of system functionalities- Focused on delivering high-quality code for our Clients● Internal Audit - Rising issues regarding the process execution - application wide, including multiple areas of concern- Identification of key risk areas, cooperation with Audit team to capture the full scope of necessary changes - both, system and process-related- Remediation plan end-to-end preparation and execution- Mitigation of open risks, preparation of documents for Risk Acceptance● Complex Investment Compliance Service migration- Through collaboration, I've prepared a tangible transition plan of Contractual Implementation Services from Poland to one of our partner locations- Responsible for oversight on all key areas of the project, including setting out goals, reviewing the schedule, and marking milestones- Fully remote knowledge transfer of advanced CRD Processes & skills
  • State Street
    Investment Compliance Team Supervisor, Senior Associate
    State Street May 2018 - Sep 2019
    ● Supervisor role for NAM & EMEA sub-teams - Cooperation with Donor Site locations to meet SLA requirements - Workload split and management between Implementation Teams - Governance documentation maintenence and yearly review - Maintenance of green KPI - Setting Team goals that increase efficiency - Management of new talent in the team - Leveraging talent through internal and department-wide projects - Recruitment of new staff - Performance review of team members -Acting as consultant during new Client Setups & system limitations● Subject-matter Expert role for MIG - Advanced rule coding, including various custom reporting elements - QA role for Client Conversion from CRD to MIG - Performance review of other Team Members - maintenance of highest quality standards - New Client implementation pipeline review, priorities setting and work distribution - Review of outdated system parameters, update to modern solutions - Review of outdated rule syntax, update to modern solutions - Assistance in update of Regulatory Rules (UCITS) for EMEA Clients● System Errors & Performance Issues root cause analysis, remediation plan preparation and execution - Identification of faulty system mechanics - Contact point for all issues related to data aggregation and interpretation by the MIG21 system - Training of other teams related to process execution and errors mitigation● Risk analysis and action plan preparation - Reporting of self-identified risks related to process execution - Preparation of remediation plan addressing grey areas and lack of control - Preparation of action plan related to MIG21 performance issues - Cooperation with all key stakeholders, both internal & external to resolve application issues - Closure of Performance Improvement Plan for MIG21 meeting all key goal under the expected budget
  • State Street
    Senior Investment Compliance Analyst
    State Street Apr 2017 - Apr 2018
    Cracow, Małopolskie, Poland
    ● Review & release changes performed by other Team Members● Complex Rule coding, including custom reports based on ad-hoc Client requirements● Management of workload through task distribution system● Leading role in Conversion of StateStreet North American Clients from CRD to MIG● Creation of new data points and data sources thought SQL
  • State Street
    Investment Compliance Analyst
    State Street Sep 2015 - Mar 2017
    Cracow, Małopolskie, Poland
    ● Analysis & interpretation of Client's Investment Guidelines● Investment Compliance Rule build-out via MIG21 software● Analysis & review of Investment Compliance Breaches● Cooperation with Oversight located in EMEA, NAM & APAC

Frequently Asked Questions about Łukasz Piątek

What company does Łukasz Piątek work for?

Łukasz Piątek works for Elgin White

What is Łukasz Piątek's role at the current company?

Łukasz Piątek's current role is Investment Compliance Consultant | Investment Guideline Monitoring | CRIMS | Charles River IMS | CRD | MIG 21 | Compliance Rule Coding & Testing.

Who are Łukasz Piątek's colleagues?

Łukasz Piątek's colleagues are Johnny Smit, David S., Reanne Malesky, Paul Kitchener, Glen Williams, Natasha De Ridder, Lauren Pierce.

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