An experienced and commercially aware compliance monitoring leader with 18 years in Financial Services (Asset Management). Currently heading up the Compliance Monitoring function at Wipro Financial Outsourcing Services Limited. A strong team player with good leadership skills, hands-on approach and a friendly personality which helps to build positive relationships with stakeholders at all levels.
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Compliance Monitoring ManagerRailpenLondon, Gb -
Head Of Compliance MonitoringWipro Jan 2024 - PresentReading, England, United KingdomHeading up Compliance Monitoring at Wipro Financial Outsourcing Services Limited, an FCA Authorised subsidiary of Wipro -
Compliance Monitoring ManagerQuilter Jan 2020 - Jul 2023London, England, United KingdomResponsible for the delivery of Thematic Monitoring reviews applicable to Quilter Investors (QI), Quilter Cheviot (QC) and Pan-Quilter activities. Also managed and provided leadership to three, directly reporting, experienced Compliance Monitoring Officers -
Head Of Compliance MonitoringQuilter Investors May 2018 - Jan 2020London, United KingdomResponsible for establishing a new compliance monitoring team, and developing and executing (using a risk-based approach) the firm’s first thematic Compliance Monitoring Programme. Also managed and provided leadership to two Compliance Monitoring Officers. -
Head Of Thematic MonitoringJanus Henderson Investors, Emea May 2015 - Apr 2018London, United KingdomResponsible for developing and executing (using a risk-based approach) both Thematic and Continuous Compliance Monitoring Programmes across the firm’s EMEA region; creating monthly compliance monitoring reports for Senior Management; leading a team of five members (two managers and three compliance officers). -
Senior Compliance ExecutiveInvesco Perpetual Aug 2011 - May 2015Henley-On-ThamesResponsible for developing and conducting (using a risk-based approach) both Thematic and Continuous Compliance Monitoring reviews of different parts of the business. Also involved in the development and management of the annual compliance monitoring plan. Responsible for creating the monthly compliance report for Senior Management and the relevant Boards. -
Senior AssociateFinancial Conduct Authority Jul 2005 - Aug 2011London, United KingdomDuring the six-year period at the FSA, carried out various supervisory roles within different divisions. These ranged from supervising a portfolio of both small and large Asset Management firms and managing the day-to-day relationship with senior management within the retail division of Royal Bank of Scotland.
Raj Bedi Education Details
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Investment Compliance -
Beng. Electrical/Electronics Engineering
Frequently Asked Questions about Raj Bedi
What company does Raj Bedi work for?
Raj Bedi works for Railpen
What is Raj Bedi's role at the current company?
Raj Bedi's current role is Compliance Monitoring Manager.
What schools did Raj Bedi attend?
Raj Bedi attended The Chartered Institute For Securities & Investment (The Cisi), Nottingham Trent University.
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