Ramya Devi Email & Phone Number

Bengaluru, Karnataka, India

Initiate investigation on client specific transaction to identify suspicious clients and provides analysis which aids in decision making as per the risk-based approach. • Performed 500+ enhanced customer due diligence on high-risk individuals and entities within the defined SLA deadline. • Reviewing new prospect KYC documents to meet requirements and determine business model risk. • Identifying the discrepancy in the existing and the new onboarded clients to mitigate the risk. • Analyzing the balance sheet and transactions of the customers to understand their source of wealth and fund. • Effectively conducted AML/KYC formality reports on questionable accounts and transactions. • Validating the data for any negative news and Politically Exposed Person (PEP) to categorize across the risk scale. • Execute screening on multiple individuals and entities to reduce the risk of the profiles. • Fetching intraday count for assigned cases on day-to-day basis to present data to the management. • Trained 10+ new joiners to understand the process and to minimize the errors.

Bengaluru, Karnataka, India

Working on the CDM remediation cases based on Risks associated with the entity and perform full KYC on both individual and entity. • Worked in Different Stream of KYC such as Pre-outreach, Post Outreach, Final Review and Parked cases. • Perform CDD review on individual, entity, charity, trust, foundation, Partnership and clients across the globe. • Responsible to obtain Key KYC information of the customer like, Nature of Business, Clients Geographical markets, Client links to High Risk, Refer-Sanctions, and Refer-Prohibited countries. • Responsible to escalate the Refer-Prohibited Countries immediately to L1 FCC if identified the customer is trading or having an exposure to such countries. • Perform Detailed screening of client, Parent & Key controllers with regards to Negative news screening, Money Laundering, Reputational Risk and connection with Sanctioned countries.

Bengaluru, Karnataka, India

Bengaluru, Karnataka, India

Compliance with Anti Money laundering policies and procedures and adherence to Customer due diligence process.  Review all applicable documents (such as Certificate of Incorporation, Annual report, Subsidiaries list, Regulatory websites etc. to complete the Identification and Verification of client and connected parties.  Perform negative news screening using tools like World Check, RDC, CDS and HUB.  Delivering the profiles within the SLA agreed upon.  Identification of Financial Crime Risk indicator and escalated to resp