Rick Fleming Email & Phone Number
@sec.gov
1 phone found area 571
LinkedIn matched
Who is Rick Fleming? Overview
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Rick Fleming is listed as Lead Pastor at Central Park Christian Church, a with 6 employees, based in Topeka, Kansas, United States. AeroLeads shows a work email signal at sec.gov, phone signal with area code 571, and a matched LinkedIn profile for Rick Fleming.
Rick Fleming previously worked as Associate State Director - Advocacy and Outreach at Aarp Kansas and Former SEC Investor Advocate at Freelance. Rick Fleming holds Jd from Wake Forest University School Of Law.
Email format at Central Park Christian Church
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AeroLeads found 3 current-domain work email signals for Rick Fleming. Compare company email patterns before reaching out.
About Rick Fleming
Rick Fleming leads advocacy efforts for AARP in his home state of Kansas on a wide range of topics affecting seniors, including Medicaid, transportation, and utilities regulation. Prior to this role, he served eight years as the first director of the Office of the Investor Advocate at the U.S. Securities and Exchange Commission. As the Investor Advocate, he built a new office charged with substantial statutory responsibilities, implementing a comprehensive strategic vision to achieve long-term stability and become a respected voice for investors. He provided formal and informal recommendations to the Commission, FINRA, MSRB, PCAOB, FASB, and the stock exchanges on a wide range of complex topics, including technical accounting and auditing rules, equity market structure, ESG, cybersecurity, digital assets/cryptocurrencies, capital raising alternatives, and the effectiveness of disclosures. He conducted outreach tours to a wide range of investors throughout the United States and established an innovative research program to understand the needs of investors and support evidence-based policymaking.Core competencies: Consumer and investor advocacy; executive leadership in a high-profile role; entrepreneurial vision; gifted communicator; diplomatic relationship builder; diversity champion; deep understanding of consumer and investor behavior and the challenges facing institutional investors; extraordinary breadth and depth of technical knowledge related to capital markets and regulation; intellectual agility to analyze complex facts and identify key issues; pragmatic problem solver.
Listed skills include Securities Regulation, Securities, Litigation, Legal Writing, and 44 others.
Rick Fleming's current company
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Rick Fleming work experience
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Associate State Director - Advocacy And Outreach
CurrentAdvocating for seniors on a wide range of policy issues.
Former Sec Investor Advocate
Rick Fleming served eight years as the first director of the Office of the Investor Advocate at the U.S. Securities and Exchange Commission. As the Investor Advocate, he built a new office charged with substantial statutory responsibilities, implementing a comprehensive strategic vision to achieve long-term stability and become a respected voice for investors. He provided formal and informal recommendations to the Commission, FINRA, MSRB, PCAOB, FASB, and the stock exchanges on a wide range of complex topics, including technical accounting and auditing rules, equity market structure, ESG, cybersecurity, digital assets/cryptocurrencies, capital raising alternatives, and the effectiveness of disclosures. He conducted outreach tours to a wide range of investors throughout the United States and established an innovative research program to understand the needs of investors and support evidence-based policymaking.
Investor Advocate
Deputy General Counsel
Provide assistance and counsel to state securities regulators and staff; liaison to the Corporation Finance Section Committee, Enforcement Section Committee, and related project groups; advocate for NASAA policies in comment letters and amicus briefs; represent NASAA in meetings with Members of Congress and staff, SEC Commissioners and staff, FINRA, and other federal agencies; frequent speaker at NASAA training conferences and industry events.
General Counsel
Supervised four staff attorneys and support personnel; regulated the sale of securities within the State of Kansas; represented the state in criminal, civil, and administrative litigation, including appeals; drafted legislation, regulations, and interpretive opinions; presented legislative testimony; frequent speaker at industry, investor education, and continuing legal education programs. Active at the national level through participation in the North American Securities Administrators Association (NASAA) as a long-time member of the NASAA Federal Legislation Committee, chairman of the Coordinated Interpretations Project Group, a member of the Privacy Project Group, and a drafter of questions for the Series 63, 65 and 66 qualifying examinations for investment advisers.
Associate General Counsel
Represented the state in disciplinary proceedings against broker-dealers and investment advisers; prosecuted criminal cases involving securities fraud and related crimes; reviewed public offerings of securities for compliance with blue sky law.
Rick Fleming education
Bba, Finance & Economics
Frequently asked questions about Rick Fleming
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What company does Rick Fleming work for?
Rick Fleming works for Central Park Christian Church.
What is Rick Fleming's role at Central Park Christian Church?
Rick Fleming is listed as Lead Pastor at Central Park Christian Church.
What is Rick Fleming's email address?
AeroLeads has found 3 work email signals at @sec.gov for Rick Fleming at Central Park Christian Church.
What is Rick Fleming's phone number?
AeroLeads has found 1 phone signal(s) with area code 571 for Rick Fleming at Central Park Christian Church.
Where is Rick Fleming based?
Rick Fleming is based in Topeka, Kansas, United States while working with Central Park Christian Church.
What companies has Rick Fleming worked for?
Rick Fleming has worked for Central Park Christian Church, Aarp Kansas, Freelance, U.S. Securities And Exchange Commission, and North American Securities Administrators Association, Inc. (Nasaa).
Who are Rick Fleming's colleagues at Central Park Christian Church?
Rick Fleming's colleagues at Central Park Christian Church include Roy Sutton and Linda Bohlender.
How can I contact Rick Fleming?
You can use AeroLeads to view verified contact signals for Rick Fleming at Central Park Christian Church, including work email, phone, and LinkedIn data when available.
What schools did Rick Fleming attend?
Rick Fleming holds Jd from Wake Forest University School Of Law.
What skills is Rick Fleming known for?
Rick Fleming is listed with skills including Securities Regulation, Securities, Litigation, Legal Writing, Corporate Governance, Corporate Law, Legal Research, and Administrative Law.
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