Sagar Shetty Email & Phone Number

Mumbai, Maharashtra, India

Mumbai, Maharashtra, India

Professional with more than 15 years of excellent performance in different organizations demonstrating core expertise in strategic planning, process improvement, and team leadership and comprehensive understanding of banking products, compliance, and audit, coupled with my ability to manage a diverse portfolio of trusteeship, including Debenture Trustee (Listed & Unlisted), Escrow Agent, and Security Trustee, positions me as an asset to any organization.

Mumbai, Maharashtra

Mumbai Area, India

Mumbai

Mumbai Area, India

Regular Work• Listing Compliance as per SEBI (LODR) Regulation 2015• Assisting in Conducting Annual General Meeting, Board Meeting & Committee Meetings• Preparing first cut minutes of Board & Committee Meetings of Mercator and Associate Companies• Assisting in first cut Content of Annual Report such as Notice, Director’s Report, and Corporate Governance Report • Handled Statutory Audit, Internal Audit and Secretarial Audit of Listed and its Subsidiary• Creation, Modification & Satisfaction of Charge with Registrar of Companies.• Preparing Budget of Secretarial Department and Analysis of variance in the same.• Handling Investor Grievance, Handling Scores Website, Filing E-forms related to IEPF.• Liaison with PCS, Statutory Authorities. Stock Exchanges, Vendors.• KYC, Documentation and Execution of Loan Document on behalf of Company.• Preparing Monthly ECB Returns for submission to RBI.• Preparing Due Diligence report for submission to banks.• Liaising with MMD for Creating/Discharging Charge on Vessels of Company.• Maintaining Excel sheet of Promoter Shareholding and Handling Demat accounts of promoters and its disclosures on Stock Exchanges.Special Work • Assisted in FCCB Issue of USD 16 Million in May 2014.• Assisted in QIP Issue of 100 Crore in January 2017 and 145 Crore in November 2017. • Assisted in NCD Issue of 190 Cr in March 2018 • 5 Postal Ballot Meetings • Incorporation of a Company • Strike off of Companies under Sec 560

Mumbai Area, India

 Listing Compliance for small listed companies. Preparing minutes of Board Meetings, Notice, Director’s Report, Annual Return of Listed as well as Small Private Companies  Regular Secretarial assignments of all companies Creation, Modification & Satisfaction of Charge with Registrar of Companies Incorporation of a Company  Annual and Regular E-filing on Ministry of Corporate Affairs website Creation/Modification of DIN, DSC Application Assisted in Delisting of Small Companies from BSE  Striking Off Companies under Sec 560 of the Companies Act, 1956 Updating statutory registers from time to time All other day to day work as required by management

Basically banking Back officeReturn Department - Account Opening form from allover India comes for verification ,Loading the forms in database, Then Inappropriate Forms are to be returned to respective branches its database has to be created, excel sheets of almost 1000 forms in a day has to be maintained, Monthly audit report has to be created.

Masters In Financial Management, Business Administration And Management, General, B

Executive Cs, Company Secreterial

Pursuing Professional Company Secretary Course from ICSI Delhi, Completed Executive level in December 2014 and pursuing Final Level of CS

B.Com, Commerce

Completed Graduation with 62.28 %