Sam Thomas

Sam Thomas Email and Phone Number

Global Compliance Leader | Risk Mitigation in Investments | Empowering Teams & Investing in Excellence @ Neuberger Berman
new york, new york, united states
Sam Thomas's Location
New York City Metropolitan Area, United States
About Sam Thomas

Experienced Global Compliance Leader with a proven track record of driving operational excellence and mitigating risk. Adept at leading and building high-performing, diverse teams across regions, fostering a collaborative and inclusive work environment. Passionate about leveraging technology and data-driven insights to transform compliance operations and navigate global complexities.Keywords: Global Compliance, Investment Compliance, Regulatory Expertise, BlackRock, Asset Management, 2a-7, 40Act, ERISA, Leadership, Collaboration, Change Management, Project Management, Team Building, Diversity, Equity, Inclusion, Technology, Data Analytics, ESG

Sam Thomas's Current Company Details
Neuberger Berman

Neuberger Berman

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Global Compliance Leader | Risk Mitigation in Investments | Empowering Teams & Investing in Excellence
new york, new york, united states
Employees:
2321
Sam Thomas Work Experience Details
  • Neuberger Berman
    Global Head Of Investment Compliance
    Neuberger Berman Jul 2024 - Present
    New York, United States
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  • Blackrock
    Director
    Blackrock Jan 2014 - Feb 2024
    Head of America's Implementations and Global Head of BlackRock Solutions Implementations, who are responsible for implementing guideline restrictions for clients and country regulations for both BlackRock (over 9 trillion in AUM) and Aladdin Clients.
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  • Blackrock
    Vice President
    Blackrock Jan 2010 - Dec 2013
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  • Blackrock
    Associate
    Blackrock Jan 2007 - Dec 2009
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  • Blackrock
    Analyst
    Blackrock Sep 2004 - Dec 2006
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  • Delaware Investment Advisers
    Accountant
    Delaware Investment Advisers Aug 2003 - Sep 2004
    Philadelphia, Pennsylvania, United States
    Investment accountant for the funds.
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Sam Thomas Education Details

Frequently Asked Questions about Sam Thomas

What company does Sam Thomas work for?

Sam Thomas works for Neuberger Berman

What is Sam Thomas's role at the current company?

Sam Thomas's current role is Global Compliance Leader | Risk Mitigation in Investments | Empowering Teams & Investing in Excellence.

What schools did Sam Thomas attend?

Sam Thomas attended Drexel University's Lebow College Of Business.

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