Global Head Of Investment Compliance
Current
Jul 2024 - Present
AeroLeads people directory · profile
Sam Thomas Email & Phone Number
Global Compliance Leader | Risk Mitigation in Investments | Empowering Teams & Investing in Excellence
at
Neuberger Berman
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 86%
Current company
Role
Global Compliance Leader | Risk Mitigation in Investments | Empowering Teams & Investing in Excellence
Location
New York City Metropolitan Area, United States, United States
Company size
Who is Sam Thomas? Overview
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Quick answer
Sam Thomas is listed as Global Compliance Leader | Risk Mitigation in Investments | Empowering Teams & Investing in Excellence at Neuberger Berman, a company with 2321 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Sam Thomas.
Sam Thomas previously worked as Global Head of Investment Compliance at Neuberger Berman and Director at Blackrock. Sam Thomas holds Bachelor'S Degree, Finance, General from Drexel University'S Lebow College Of Business.
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Email format at Neuberger Berman
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Neuberger Berman
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Profile bio
About Sam Thomas
Experienced Global Compliance Leader with a proven track record of driving operational excellence and mitigating risk. Adept at leading and building high-performing, diverse teams across regions, fostering a collaborative and inclusive work environment. Passionate about leveraging technology and data-driven insights to transform compliance operations and navigate global complexities.Keywords: Global Compliance, Investment Compliance, Regulatory Expertise, BlackRock, Asset Management, 2a-7, 40Act, ERISA, Leadership, Collaboration, Change Management, Project Management, Team Building, Diversity, Equity, Inclusion, Technology, Data Analytics, ESG
Current workplace
Sam Thomas's current company
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6 roles
Sam Thomas work experience
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Director
Head of America's Implementations and Global Head of BlackRock Solutions Implementations, who are responsible for implementing guideline restrictions for clients and country regulations for both BlackRock (over 9 trillion in AUM) and Aladdin Clients.
Jan 2014 - Feb 2024
Vice President
Jan 2010 - Dec 2013
Associate
Jan 2007 - Dec 2009
Analyst
Sep 2004 - Dec 2006
Aug 2003 - Sep 2004
1 education record
Sam Thomas education
FAQ
Frequently asked questions about Sam Thomas
Quick answers generated from the profile data available on this page.
What company does Sam Thomas work for?
Sam Thomas works for Neuberger Berman.
What is Sam Thomas's role at Neuberger Berman?
Sam Thomas is listed as Global Compliance Leader | Risk Mitigation in Investments | Empowering Teams & Investing in Excellence at Neuberger Berman.
Where is Sam Thomas based?
Sam Thomas is based in New York City Metropolitan Area, United States, United States while working with Neuberger Berman.
What companies has Sam Thomas worked for?
Sam Thomas has worked for Neuberger Berman, Blackrock, and Delaware Investment Advisers.
How can I contact Sam Thomas?
You can use AeroLeads to view verified contact signals for Sam Thomas at Neuberger Berman, including work email, phone, and LinkedIn data when available.
What schools did Sam Thomas attend?
Sam Thomas holds Bachelor'S Degree, Finance, General from Drexel University'S Lebow College Of Business.
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