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Sandra Johnson Email & Phone Number
Branch Examiner
at
Advisor Group
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✓ Verified August 2026
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Who is Sandra Johnson? Overview
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Quick answer
Sandra Johnson is listed as Branch Examiner at Advisor Group, based in Cincinnati, Ohio, United States. AeroLeads shows a matched LinkedIn profile for Sandra Johnson.
Sandra Johnson previously worked as Senior Compliance Manager at Axa Advisors and Senior Supervision Specialist at Raymond James. Sandra Johnson holds Master'S Degree, Risk Management & Insurance from Florida State University.
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Email format at Advisor Group
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Advisor Group
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Profile bio
About Sandra Johnson
Experienced Compliance Manager in the financial services and life insurance industries focused on process improvements associated with the oversight of compliance or risk management in order to reduced the regulatory exposure of the firm, its principals, its employees, its registered representatives and its customers. Interested areas include compliance oversight, customer relations, legal, auditing, training, or operations.
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Sandra Johnson's current company
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6 roles
Sandra Johnson work experience
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Branch Examiner
Senior Compliance Manager
Axa Advisors
Experienced Registered Principal accountable and responsible for all aspects of oversight and training of 80+ independent registered representatives on regulatory and firm compliance policies and procedures.- MANAGED Compliance staff in the oversight of compliance related duties which included training, goal setting and performance evaluation- Conducted AUDITS of registered representatives and registered locations - Created and presented compliance TRAINING to new and existing registered representatives, including annual compliance meeting- Initiated subject matter training for compliance peers to increase knowledge of various compliance policies and procedures- Guided customer COMPLAINT HANDLING process- Served on advisory council to provide senior management with process and policy initiative and change guidance as well as piloted new systems and processes- Implemented a digital document handling process to reduce printing costs- COLLABORATED with many functional areas within the firm to manage oversight of people and processes including compliance, surveillance, legal, internal audit, customer relations, Human Resources, training, advertising and new business.
Feb 2014 - Mar 2019
Senior Supervision Specialist
Responsible for oversight of the suitability of annuity and life insurance transactions for an assigned region of independent registered representatives. Created and presented life insurance overview course for employees of the firm.
Aug 2007 - Apr 2013
Internal Wholesaler
Marketed company’s equipment leasing program to various broker/dealers and independent registered representatives which included conducting presentations to educate on the features of the program offerings. Attended broker/dealer conferences as a product vendor. Supported External Wholesaler.
Apr 2006 - Aug 2007
Office Manager
Managed all aspects of operating an independent branch office including compliance, customer relations, marketing through seminars, business processing, operations, personnel, and processes which included collaboration with multiple home office departments, wholesalers and product vendors.
Aug 2003 - Apr 2006
3 education records
Sandra Johnson education
Master'S Degree, Risk Management & Insurance
Bachelor Of Business Administration (B.B.A.), Finance, General
Associate'S Degree, Legal Assistant/Paralegal
FAQ
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What company does Sandra Johnson work for?
Sandra Johnson works for Advisor Group.
What is Sandra Johnson's role at Advisor Group?
Sandra Johnson is listed as Branch Examiner at Advisor Group.
Where is Sandra Johnson based?
Sandra Johnson is based in Cincinnati, Ohio, United States while working with Advisor Group.
What companies has Sandra Johnson worked for?
Sandra Johnson has worked for Advisor Group, Axa Advisors, Raymond James, Commonwealth Capital Corp., and Mcewan Wealth Management Limited.
How can I contact Sandra Johnson?
You can use AeroLeads to view verified contact signals for Sandra Johnson at Advisor Group, including work email, phone, and LinkedIn data when available.
What schools did Sandra Johnson attend?
Sandra Johnson holds Master'S Degree, Risk Management & Insurance from Florida State University.
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