Shane Walker Email & Phone Number

Calgary, Canada Area

Toronto, Ontario, Canada

County Kilkenny, Ireland

• Oversaw the European Market Infrastructure Regulation (EMIR) according to European Securities & Markets Authority (ESMA) guidelines & Australian Securities Investments Commission (ASIC) trade reporting to the Depository Trust & Clearing Corporation (DTCC).• Monitor the daily warning reports for the DTCC and delegate the reporting tasks among team members. • Report trades from EMIR & ASIC middle office & back office.• Review and match trades from the trading team to the Counterparty Confirms • Investigate and resolve any issue with failing and overdue trades to achieve the daily trading deadlines• Work closely with internal teams to identify operational deficiencies and introduce lasting process improvements• Maintain an updated knowledge of the EMIR & ASIC standards to ensure compliance with the relevant regulations• Provide assistance for new account set up and conduct reconciliations to Custodian or Counterparty• Liaise with the clients and DTCC to setup the funds using the Legal Entity Identifier to report trades to the trade repository• Participate in regulatory product reviews and deliver training to educate users on new business processes• Assign, review, and evaluate the team findings and ability to apply regulatory principles to reporting. • Accountable for reporting on OTC, FX, and ETD products by using databases, external and internal platforms to research trade data. • Enhance the governance framework that supports the Regulatory Reporting and Control function• Create and record static data and assist with the preparation of annual financial statement

My responsibilities included • Filing & Organization of the office systems• Internal communication management• External Communications• Call Centre Operative• Customer Care Complaints/queries• New product Launches• External Event Participation• Stock Control• Back Office Compliance• Health & Safety

Bbs Suppy Chain Management, Supply Chain Management/Business

In Institute of Technology Carlow I studied Supply Chain Management. The subjects I studied were: Purchasing & Supplier Management.

Higher Certificate In Business

In Institute Technology of Carlow I studied Business. The subjects I studied were Management Accounting Business Applications 2 Business.

Business In Office Administration

Intro to Text Processing & Keyboard Skills Personal Learning & Development Financial Accounting 1 Business Mathematics 1 Introduction.

Quality And Qualifications Ireland (Qqi/Fetac): Level 5 - Certificate In Business Administration, Business Administration With Legal Studies

At Institute of Further Education, Carlow I studied Business Administration with Legal Studies. This one-year course/programme helped.