Stephen Carlson Email & Phone Number

Bozeman, Montana, Us

San Francisco, California, Us

As Senior Corporate Counsel at Okta my position focuses on SEC filings, other public disclosures, implementation of corporate policies, M&A support, subsidiary maintenance, review of marketing presentations and various related activities.Lead attorney for Okta’s first 10-K, proxy statement and annual meeting.Prepare various filings including proxy statements, 10-Ks, 10-Qs, 8-Ks and registration statements. Responsible for compliance with various securities regulations such as the Sarbanes-Oxley Act, Dodd-Frank, Regulation FD, Regulation G, the Securities Act, the Securities Exchange Act, and the NASDAQ rules.Partners include Accounting, Investor Relations, Marketing, Corporate Development, Tax and Treasury.

Sunnyvale, Ca, Us

As Senior Legal Director, Corporate M&A and Securities at Yahoo! my position focused on SEC filings, other public disclosures, implementation of corporate policies, M&A filings and support, corporate restructuring projects, subsidiary maintenance, equity plan matters, contract review and various related activities. Significant role in Yahoo!’s sale to Verizon of its operating business, $1.4 billion convertible notes offering, spin transaction and proxy contests.Prepared various filings including proxy statements, 10-Ks, 10-Qs, 8-Ks, registration statements and Section 16 filings. Responsible for compliance with various securities regulations such as the Sarbanes-Oxley Act, Dodd-Frank, Regulation FD, Regulation G, the Securities Act, the Securities Exchange Act, and the NASDAQ rules.Partners included Finance, Investor Relations, Corporate Communications, Corporate Development, CEO Cabinet and Treasury.

Sunnyvale, Ca, Us

As Legal Director, Corporate M&A and Securities at Yahoo! my position focused on SEC filings, other public disclosures, implementation of corporate policies, M&A filings and support, corporate restructuring projects, subsidiary maintenance, and various related activities. Prepared various filings including proxy statements, 10-Ks, 10-Qs, 8-Ks, registration statements and Section 16 filings. Responsible for compliance with various securities regulations such as the Sarbanes-Oxley Act, Dodd-Frank, Regulation FD, Regulation G, the Securities Act, the Securities Exchange Act, and the NASDAQ rules.Partners included Finance, Investor Relations, Corporate Communications and Corporate Development.

Global, Us

Prepared or reviewed SEC filings for nine public clients in the biotech, technology, real estate, software, hospitality and mortgage industries. Advised clients on various securities regulations such as the Sarbanes-Oxley Act, Regulation FD, Regulation G, the Securities Act, the Securities Exchange Act, the Investment Company Act and the Investment Advisers Act. Prepared various filings including proxy statements, 10-Ks, 10-Qs, 8-Ks, registration statements and Section 16 filings. Assisted clients with mergers and acquisitions, joint ventures and public and private offerings of common stock, preferred stock and debt securities. Drafted limited liability company agreements and partnership agreements.

New York, Ny, Us

Prepared or reviewed SEC filings for five public clients in the biotech and medical devices industries. Advised clients on various securities regulations such as the Sarbanes-Oxley Act, Regulation FD, Regulation G, the Securities Act, and the Securities Exchange Act. Prepared various filings including proxy statements, 10-Ks, 10-Qs, 8-Ks, registration statements and Section 16 filings. Assisted clients with mergers and acquisitions, intellectual property transactions and public and private offerings of common stock, preferred stock and debt securities.

Us

Advised clients on various securities regulations and general corporate matters. Prepared various filings including proxy statements, 10-Ks, 10-Qs, 8-Ks, registration statements and Section 16 filings. Assisted clients with mergers and acquisitions, public offerings and venture financings.

Doctor Of Law - Jd

Ba, Economics