Vp Wealth Management
Arbitration, regulatory investigations, internal reviews, and third-party discoveryConsulted with internal Litigation & Regulatory team and outside counsel to manage all aspects of ongoing litigation and regulatory matters, including reviewing written advocacy, liaising with internal stakeholders to satisfy discovery obligations, assisted in preparation of oral arguments, dispositions, or testimony, and participated in settlement discussions. Reported relevant information about ongoing matters to internal or external stakeholders, including various other teams within Legal & Compliance, fund boards, auditors, insurance, and others
Feb 2017 - Feb 2023
