Stuart Kessler

Stuart Kessler Email and Phone Number

Senior Financial and Regulatory Advisor @ FNZ Group
Stuart Kessler's Location
Weston, Connecticut, United States, United States
Stuart Kessler's Contact Details
About Stuart Kessler

Stuart Kessler has over 40 years of professional service experience working as a senior executive for Multinational Banks and Broker-Dealers, most recently supporting UBS and Royal Bank of Canada, specializing in Financial and Regulatory Solutions. He was Director of Financial Regulation for Kidder Peabody, RBS Greenwich Capital and Citadel Securities, all based in the New York area. Additionally, he began his career as an audit supervisor for Spicer & Oppenheim specializing in the banking and brokerage industry. He has worked closely with multiple regulators both in the U.S. and the United Kingdom and participated in various securities industry associations helping to develop optimal regulation in coordination with regulators that greatly benefited the firm’s he represented in developing efficient utilization of its capital.

Stuart Kessler's Current Company Details
FNZ Group

Fnz Group

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Senior Financial and Regulatory Advisor
Website:
fnz.com
Stuart Kessler Work Experience Details
  • Fnz Group
    Head Of Financial Regulatory Reporting/Finop
    Fnz Group Aug 2023 - Present
    London, Gb
    View
  • Sk Advisory
    Financial Regulatory Advisory
    Sk Advisory Dec 2021 - Aug 2023
  • Ubs
    Senior Regulatory Specialist
    Ubs May 2021 - Nov 2021
    Zurich, Ch
    View
  • Sk Advisory
    Financial Regulatory Advisory
    Sk Advisory Apr 2020 - May 2021
  • Rbc Capital Markets
    Financial Regulation Advisory
    Rbc Capital Markets May 2018 - Mar 2020
    Toronto, Ontario, Ca
    View
  • Paladin Solutions Group
    Managing Director
    Paladin Solutions Group Sep 2017 - Feb 2018
    New York, New York, Us
    Regulatory Solutions Specialist offering highly professional services to the global financial services industry and actively teams with clients.
    View
  • Merrill Lynch
    Financial Advisor
    Merrill Lynch Apr 2014 - Jun 2017
    New York, Ny, Us
    View
  • Sk Advisory
    Senior Vice President
    Sk Advisory Feb 2013 - Apr 2014
    Financial Regulation Advisory
  • Citadel
    Director-Financial Regulation
    Citadel Jul 2010 - Feb 2013
    Miami, Florida, Us
    View
  • Rbs
    Managing Director-Financial Regulation
    Rbs Jun 1997 - Apr 2010
    Gogarburn, Gb
    Financial Regulation
    View
  • Kidder Peabody
    Senior Vice President-Financial Regulation
    Kidder Peabody Oct 1987 - Jun 1995
    Financial Regulation
    View
  • Spicer & Oppenheim
    Supervisor
    Spicer & Oppenheim Feb 1982 - Oct 1987
    Audit

Stuart Kessler Skills

Trade Associations Financial Advisory Sec Market Out Of The Box Infrastructure Insurance Brokerage Interpretations Derivatives Finance Financial Regulation Syndications Executive Positions Families Credit Derivatives Legal Bear Steel Detailing Perspectives Merrill Lynch Management Pc Broker Dealer Security Cftc North America Integration Rules Committees Clearing Auditing Monitors Regulators Accounting Westport Otc Networking System Business Services Staff Management Sia Engagements Asset Allocation Reports Futures Trading Desk High Value Cultivate Regulatory Capital Inventory Strategies Finra Acquisitions Strategic Leadership Training Calculations Market Risk Project Management System Monitoring Reporting Capital Loans Credit Rating Analysis Trails Equity Trading Solutions Marketing .net Information Technology Commodities Tall Fixed Income Yahoo Debt Loan Origination Exempt Applications Fidelity Crafts Weston Regulatory Reporting Commercial Banking Dealers Operations Securitization Credit Lifetime House Swap Money Management Responsibility Internal Audit Regulations Banking Business Units Product Knowledge Efficient Google Groups Real Estate Economics Government Securities Estimate Portfolio Trust Structured Finance History Teaching Tax Forms New York Investments Rbs Financial Services Margin Improvement Equities Wealth Management Stocks Professional Services Asset Interest Rates Business Background Fsa Treasury Trading Filing Queens Dodd Frank Series 7 Employee Benefits Securities Coordinate Databases

Stuart Kessler Education Details

  • Queens College
    Queens College
    Accounting And Finance

Frequently Asked Questions about Stuart Kessler

What company does Stuart Kessler work for?

Stuart Kessler works for Fnz Group

What is Stuart Kessler's role at the current company?

Stuart Kessler's current role is Senior Financial and Regulatory Advisor.

What is Stuart Kessler's email address?

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What is Stuart Kessler's direct phone number?

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What schools did Stuart Kessler attend?

Stuart Kessler attended Queens College.

What skills is Stuart Kessler known for?

Stuart Kessler has skills like Trade Associations, Financial Advisory, Sec, Market, Out Of The Box, Infrastructure, Insurance, Brokerage, Interpretations, Derivatives, Finance, Financial Regulation.

Who are Stuart Kessler's colleagues?

Stuart Kessler's colleagues are Neha Tripathi, Christian Kammann, Mahabub S., Elena Gorokhova, Lilian Dos Reis Araujo, Lucia Malajterova, Ting-Yun Hsueh.

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