Symone Lee Email & Phone Number

Tampa, Florida, United States

• Perform a full review of the FinCEN form against the current client profiles and document to ensure that the risk of the bank is properly accessed and mitigated for Global and LATAM clients.
• Appropriately assess risk when business decisions are made, demonstrating consideration for the firm’s reputation, and safeguarding the client’s information by following the applicable laws, rules, and regulations, and.
• Review all members according to the policies, procedures and analyze negative hits that require further escalations and send emails to the 2nd level review team explaining all findings.
• Conducting risk analyses of previous AML/OFAC rejection on the FinCEN form and report control issues with transparency.
• Documenting all searches and maintaining all reviewed records on the excel tracking spreadsheet.
• Source of wealth (SOW) and corroboration searches for remediated FinCEN form for PIC’s, Operating

Tampa, Florida, United States

• Work with the Origination and Closing team to determine legal entities within the transaction structure that require entry into JPM Chase systems and/or constitute Sanctions and Anti-Money Laundering AML (AML).
• Working with the project managers to complete testing on new or existing products. Assist in preparing Business Requirement Document (BRD) for all the details associated with projects or problems on which a business is.
• Monitor the JPM Chase transaction pipeline and follow up with appropriate parties to ensure Customer Due Diligence (CDD) and AML/KYC records are created and approved on a timely basis.
• Work with Business Support Unit and Compliance to assess documentation requirements for client legal entities to complete Customer Identification Program (CIP) and AML/KYC records.
• Liaise with internal compliance team on the application of OFAC, Sanction, client onboarding, and KYC policies to JPM Chase clients within the JPM Chase KYC system.
• Performs Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) and FinCEN reviews on current, new and/or potential customers that may present a higher tier of risk to the bank. Performs Customer Risk Periodic.

Tampa, Florida, United States

• Perform a variety of activities to support the enhanced due diligence function including identification of high-risk client types, conducting due diligence reviews on potential high-risk clients, periodic.
• Conduct research and provide advice on new customer via Finscan alerts and Know Your Customer (KYC) files.
• Perform high risk enhanced due diligence (EDD), client onboarding, and fraud reviews of all assigned high risk customers. Use customer risk scoring models in accordance with departmental processes and procedures.
• Conduct, review and evaluate enhanced due diligence reports on new and existing customers as appropriate.
• Document EDD and KYC review findings in the appropriate databases including all pertinent facts and information to support result.
• Complete EDD reviews in a timely and efficient manner. Suggest process enhancements and/or research tools to increase efficiency and/or accuracy.

United States

United States

• CCO (Chase Commercial Online) enrollment/setup business client to access their Chase profiles to manage Premium Plus and Business Card accounts.
• Responsible for the coordination of all aspects of technical setup.
• Deleting customer profiles when they are exiting the bank or migrating to another line of business.
• Work closely with the customer’s client service representatives to enroll on chase commercial online and selecting their plans and features.
• Identify process improvements to better serve clients and/ or reduce risk.
• Communicate with the customers’ relationship manager when submitting approvals for Wire Transfers, ACH Payments, Bill Payments, and ACH Collections.

Tampa Florida Area

• Liason with the scanctions screening and compliance team for all transactions that are stopped for additional screening in OFAC (office of foreign Asssts Control) and AML (Anti Money Laundering), by Corresponding with.
• Insure all open inquiries and cases are updated and closed in a timely manner according to case management and case status policy
• Selected by management for special projects to investigate past transactions for auditing purposes
• Provide subject matter expertise to other lines of business
• Perform accounting entries in PRPC to execute payment as instructed by client via Chips, FED. Book Transfer, and FircoSoft.
• Performance of quality control on international wires according to the Dodd-Frank International Remittance Transfer Regulations.