Thomas Booth Email and Phone Number
Thomas Booth work email
- Valid
Thomas Booth personal email
Financial services professional specializing in operations and investment services. Strong communicator with excellent resolution management skills. Exceptional focus on our firm's long term growth and goals. Always willing to go the extra mile to provide a positive experience for my coworkers and for our clients.
-
Manager Of Investment ServicesMccarter Private Wealth ServicesBoston, Ma, Us
-
Manager Of Investment ServicesMccarter & English, Llp Nov 2024 - PresentBoston, Massachusetts, United StatesManager of Investment Services for McCarter Private Wealth Services LLC (MPWS) Provide asset management and investment service solutions to our partners and their clientsOversee operations and client services at MPWSPrimary contact with Fidelity operations for resolutions management at MPWSPrimary contact for Addepar reporting solutions for MPWS clientsOversee policies and procedures for MPWS with Chief Compliance OfficerOffer investment service solutions to clients of McCarter & English LLP -
Manager Of Investment ServicesBurns & Levinson Llp May 2022 - Oct 2024Boston, Massachusetts, United StatesProvide asset management solutions and support to our partners and their clientsOversee operations and client services for all investment accounts at B & L Asset Management LLCPrimary contact with Fidelity operations for resolutions management at B & L Asset Management LLCOversee policies and procedures for B & L Asset Management LLC with Chief Compliance OfficerOffer investment service solutions to clients of both Burns & Levinson and B&L Asset Management -
Vice President - Operations & Client ServicesNational Securities Corporation Mar 2021 - Apr 2022Boston, Massachusetts, United StatesWorked on the transition team - Winslow, Evans & Crocker, Inc. to National Securities Corporation integrationImplemented policies and procedures consistent with National Securities Corp.Managed the transition of all assets from custodian Pershing LLC to custodian NFS/FidelityManaged operations and operations personnel - BostonWorked as part of the Boston office management team to ensure continuity between management, advisors, ops and support staff and National's board of directors -
Senior Vice President - Operations & Client ServicesWinslow, Evans & Crocker, Inc. Nov 2019 - Mar 2021Greater Boston AreaProvided operations and resolution management for the firm.Worked on multiple clearing firms - Pershing, Schwab, Fidelity, TD Ameritrade, Raymond James & NFS.Hired operations and support staff.Managed all outgoing money movements.Designed and maintained Advent performance reporting packages for both broker/dealer and RIA.Designed and maintained Orion account maintenance and reporting packages for all platforms.Designed and implemented new phone protocols firm-wide.Developed on-boarding materials for training staff.Designed online guides and broker support materials for operations and support staff. -
Vice President - Operations & Client ServicesWinslow, Evans & Crocker, Inc. & Winslow Wealth Management Llc Nov 2012 - Nov 2019Greater Boston Area
-
Vice President, Client ServicesRaymond James & Associates, Inc Sep 2009 - Apr 2012Oversaw day-to-day operations of independent financial advisor team for Raymond James -1,300+ accounts and $225 million under management. Made daily contact with clients and back-office personnel regarding operations and compliance.Made daily contact with branch manager regarding status of all pending business. -
Registered AssociateUbs Jul 2002 - Sep 2009Handled day-to-day operations of 3-person satellite office.Coordinated contact between parent branch and satellite office.Handled account openings, Patriot Act compliance, client updates, estate account opening and maintenance, incoming and outgoing transfers, deposits, disbursements.Implemented a tracking system to monitor 5-year rolling history of business - gross commissions, new accounts, assets under management & incoming monies. -
Registered Sales AssistantMorgan Stanley Smith Barney Aug 1992 - Jul 2002Taunton, MaAcquired Series 7, Series 63 & Insurance Licenses.Partnered with financial advisors to maintain and manage client accounts and sales.Assisted in gathering assets and increasing office revenues.Assisted in client account inquiries and issues.Ensured satellite office compliance with industry requirements and FINRA (formerly NASD) and SEC regulations.
Thomas Booth Skills
Thomas Booth Education Details
-
Bridgewater-Raynham Regional High School
Frequently Asked Questions about Thomas Booth
What company does Thomas Booth work for?
Thomas Booth works for Mccarter Private Wealth Services
What is Thomas Booth's role at the current company?
Thomas Booth's current role is Manager of Investment Services.
What is Thomas Booth's email address?
Thomas Booth's email address is tb****@****ies.com
What schools did Thomas Booth attend?
Thomas Booth attended University Of Massachusetts At Lowell, Bridgewater State College, Bridgewater-Raynham Regional High School.
What skills is Thomas Booth known for?
Thomas Booth has skills like Series 7, Series 63, Securities, Insurance, Mutual Funds, Financial Analysis, Investment Advisory, Customer Service, Financial Advisory, Operations Management, Microsoft Office, Stocks.
Not the Thomas Booth you were looking for?
-
3thedarkstargroup.com, gmail.com, lmi.org -
Thomas Booth
Wichita, Ks1manpowergroup.com -
-
9gmail.com, yahoo.com, accenture.com, ole.com, ole.com, nyc.rr.com, optonline.net, optonline.net, google.com2 +163184XXXXX
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial