Thomas Rice Email and Phone Number
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I am a solutions oriented attorney who partners with his business line to help achieve their goals while managing legal and compliance risk. I am a proactive thinker who who not only thinks of how a potential solution impacts the firm in the short term but thinks critically of the long term impacts to the firm. I am able to successfully manage being a partner with numerous business lines who have competing priorities for my attention on time sensitive matters.I have demonstrated success in developing and executing plans in a complex, global organization to efficiently develop new products through the product development process with a successful launch and implementing policies and procedures to comply with new regulatory regimes. I have coordinated the cross border distribution products across the globe.I help facilitate my firm’s culture by modeling the firm’s values and beliefs and clearly communicating expectations with team members.I am proficient in working on numerous investment strategies in the debt, equity, real estate and liquid space and structuring private investment funds, CLOs and separately managed accounts. I am a thoughtful and dedicated resource who is skillful in dealing with issues under the Investment Advisers Act, the Securities Act of 1933, ERISA, the Investment Company Act, the Commodities Exchange Act, AIFMD, the Bank Holding Company Act and US and European risk retention rules.
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Senior Counsel To The Alternatives DivisionDws Group Apr 2011 - PresentJacksonville, Florida AreaRepresent and counsel various business units in structuring domestic and offshore private investment funds (including infrastructure debt, infrastructure, private equity, real estate and real estate related investment strategies), CLOs and separately managed accounts (including separately managed accounts for ERISA, government and insurance clients). Review and counsel funds for debt offerings. Facilitate the business through the product development process, including structuring transactions for cross border investment and compliance with the Volcker Rule. Develop cross border guidelines for the distribution of private investment funds and separately managed accounts globally and am the primary contact for cross border distribution of products in the Americas (including the establishment of a Colombia Representative Office). Negotiate placement agreements with third party managers for the establishment of access vehicles for distribution to high net worth individuals around the globe. Provide advice on trading and portfolio management issues. Work with compliance in drafting and implementing compliance policies and procedures. Assist the business in responding to RFPs from state, municipal and corporate clients. Review various marketing presentations, investor communications and other communications with current/potential clients for distribution globally. Review, draft and negotiate investment management agreements, trading agreements, offering memoranda, management company agreements, distribution agreements, partnership agreements, subscription agreements, credit agreements, NDAs, side letters and service provider agreements. Skillful in dealing with issues under Investment Advisers Act, ERISA, the Commodities Exchange Act, the Securities Act of 1933, AIFMD, Dodd-Frank Act and the Bank Holding Company Act and US and European Risk Retention Rules. -
Associate In The Financial Services GroupKatten Muchin Rosenman Llp Sep 2007 - Apr 2011Greater New York City AreaRepresented and counseled clients in all phases of structuring domestic and offshore hedge and private funds (including fund-of-funds, umbrella funds, parallel and master-feeder fund structures) with a broad range of investment and trading strategies. Drafted and negotiated offering memoranda, management company agreements, partnership agreements, limited liability company agreements, service provider agreements, subscription agreements and solicitation agreements. Examined private investment vehicle offering documents and prepared legal reports reflecting potential legal issues with making an investment and terms of investment. Reviewed and provided disclosures for adviser websites and investor correspondence. Conducted research and advised clients regarding issues arising under the Securities Act, the Exchange Act, the Investment Company Act, the Investment Advisers Act, the Commodities Exchange Act, various state securities laws and general corporate law issues. -
Secondment To Manager Products, Product Legal GroupMan Investment Plc Nov 2009 - May 2010Greater New York City AreaParticipated in negotiating managed account agreements with third party managers and performed due diligence on potential third party investments. Prepared offering memoranda, side letter agreements, management company agreements, service provider agreements, subscription agreements and correspondence with investors. Represented the Manager Products, Product Legal Group in investment committee meetings regarding potential third party investments.
Thomas Rice Skills
Thomas Rice Education Details
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Taxation -
Accounting
Frequently Asked Questions about Thomas Rice
What company does Thomas Rice work for?
Thomas Rice works for Dws Group
What is Thomas Rice's role at the current company?
Thomas Rice's current role is Senior Counsel to the Alternatives Division at DWS.
What is Thomas Rice's email address?
Thomas Rice's email address is tr****@****ink.net
What is Thomas Rice's direct phone number?
Thomas Rice's direct phone number is +151640*****
What schools did Thomas Rice attend?
Thomas Rice attended Georgetown University Law Center, Florida Coastal School Of Law, James Madison University.
What skills is Thomas Rice known for?
Thomas Rice has skills like Securities, Investments, Investment Management, Financial Services, Trading, Portfolio Management.
Who are Thomas Rice's colleagues?
Thomas Rice's colleagues are Andre Bou-Souabi, Nicole Grogan, Karunakar Naik, Thomas Zimmermann, John Ehli, Joanna Tomczyk-Bogus, Carolin Bemmann.
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Thomas Rice
Greater Houston5infoblox.com, gmail.com, secureauth.com, safenet-inc.com, softwareone.com6 +195462XXXXX
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2interactionassociates.com, interactioninstitute.org1 (617) 5XXXXXXX
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Thomas Rice
Dallas, Tx1tenethealth.com2 +180556XXXXX
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