Director, Communications With The Public Compliance
Current
Feb 2024 - Present
AeroLeads people directory · profile
Thomas Wild Email & Phone Number
Director, Compliance at Charles Schwab
at
Charles Schwab
1 work email found
@janus.com
LinkedIn matched
✓ Verified Jul 2026
4 data sources
Profile completeness 86%
Current company
Role
Director, Compliance at Charles Schwab
Location
Denver, Colorado, United States
Company size
Who is Thomas Wild? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Thomas Wild is listed as Director, Compliance at Charles Schwab at Charles Schwab, a with 20505 employees, based in Denver, Colorado, United States. AeroLeads shows a work email signal at janus.com and a matched LinkedIn profile for Thomas Wild.
Thomas Wild previously worked as Director, Communications With The Public Compliance at Charles Schwab and Head of Ad Review and Distribution Advisory Compliance North America at Janus Henderson Investors. Thomas Wild holds Bs, Finance from University Of South Florida.
Company email context
Email format at Charles Schwab
This section adds company-level context without repeating Thomas Wild's masked contact details.
{first}.{last}@janus.com
86% confidence
AeroLeads found 1 current-domain work email signal for Thomas Wild. Compare company email patterns before reaching out.
Profile bio
About Thomas Wild
Thomas Wild is a Director, Compliance at Charles Schwab at Charles Schwab.
Current workplace
Thomas Wild's current company
Company context helps verify the profile and gives searchers a useful next step.
Charles Schwab
8 roles
Thomas Wild work experience
A career timeline built from the work history available for this profile.
Head Of Ad Review And Distribution Advisory Compliance North America
Jan 2021 - Feb 2024
Senior Compliance Manager
Jan 2019 - Jan 2021
Compliance Manager
Jun 2015 - Jan 2019
Senior Compliance Analyst
Jan 2013 - Jun 2015
Senior Legal Analyst
Educate new associates about advertising rules governing the investment industry; provide updates tocopywriters on regulatory and legal language changes; ensure any new regulatory requirements areimplemented into existing advertising; ensure international communications comply with regulations for theappropriate jurisdiction• Respond to Client Services, Communications, and Sales teams to clarify Global Investment PerformanceStandards (GIPS), Financial Industry Regulatory Authority (FINRA), and Securities and ExchangeCommission (SEC) regulations• Review separate account and T. Rowe Price Funds SICAV marketing materials; review FINRA Notices toMembers for any relevant changes; resolve outstanding FINRA issues• Serve as legal contact for various internal departments, including Corporate Marketing Group, GlobalInvestment Services, Investment Communications Management, and Marketing Presentation Center
Apr 2004 - Dec 2013
Legal Analyst
Worked closely with copywriters and graphic designers to create appropriate corporate marketing materials• Reviewed marketing materials (for print, video, and Web) to ensure compliance with FINRA and SECregulations and suitability for general public; addressed any problems with the communications team• Reviewed communications to ensure they were fair and balanced• Served as primary legal contact for marketing issues related to T. Rowe Price Retirement Plan Services, Inc.Promoted to Compliance Representative, Retail Control Group
Mar 2001 - Apr 2004
Service Associate
Addressed customer inquiries regarding mutual fund transactions• Explained features of T. Rowe Price products and services• Discussed mutual fund performance, tax issues, and current stock market and bond market conditions• Performed account maintenance; researched customer accounts
Jul 1996 - Nov 1998
Team & coworkers
Colleagues at Charles Schwab
Other employees you can reach at schwab.com. View company contacts for 20505 employees →
BR
Brenden Royere
Colleague at Charles SchwabFort Collins, Colorado, United States
View →
BS
Brooke Schulte
Colleague at Charles SchwabLittleton, Colorado, United States
View →
DS
Dennis Steele
Colleague at Charles SchwabGoodlettsville, Tennessee, United States
View →
JB
Jill Bentzel
Colleague at Charles SchwabPhoenix, Arizona, United States
View →
SH
Scott Haley
Colleague at Charles SchwabEnglewood, Colorado, United States
View →
DP
Derrienne Pettiford
Colleague at Charles SchwabFort Worth, Texas, United States
View →
LM
Lindsay Millard
Colleague at Charles SchwabAlexandria, Virginia, United States
View →
DD
Dean Davies
Colleague at Charles SchwabDenver, Colorado, United States
View →
AW
Alexis Wilson-Bernal
Colleague at Charles SchwabOmaha, Nebraska, United States
View →
TH
Tam-An Hoang, Cep
Colleague at Charles SchwabLittleton, Colorado, United States
View →
Brenden Royere
Colleague at Charles SchwabFort Collins, Colorado, United States
View →
BS
Brooke Schulte
Colleague at Charles SchwabLittleton, Colorado, United States
View →
DS
Dennis Steele
Colleague at Charles SchwabGoodlettsville, Tennessee, United States
View →
JB
Jill Bentzel
Colleague at Charles SchwabPhoenix, Arizona, United States
View →
SH
Scott Haley
Colleague at Charles SchwabEnglewood, Colorado, United States
View →
DP
Derrienne Pettiford
Colleague at Charles SchwabFort Worth, Texas, United States
View →
LM
Lindsay Millard
Colleague at Charles SchwabAlexandria, Virginia, United States
View →
DD
Dean Davies
Colleague at Charles SchwabDenver, Colorado, United States
View →
AW
Alexis Wilson-Bernal
Colleague at Charles SchwabOmaha, Nebraska, United States
View →
TH
Tam-An Hoang, Cep
Colleague at Charles SchwabLittleton, Colorado, United States
View →
2 education records
Thomas Wild education
Bs, Finance
General Business Studies
FAQ
Frequently asked questions about Thomas Wild
Quick answers generated from the profile data available on this page.
What company does Thomas Wild work for?
Thomas Wild works for Charles Schwab.
What is Thomas Wild's role at Charles Schwab?
Thomas Wild is listed as Director, Compliance at Charles Schwab at Charles Schwab.
What is Thomas Wild's email address?
AeroLeads has found 1 work email signal at @janus.com for Thomas Wild at Charles Schwab.
Where is Thomas Wild based?
Thomas Wild is based in Denver, Colorado, United States while working with Charles Schwab.
What companies has Thomas Wild worked for?
Thomas Wild has worked for Charles Schwab, Janus Henderson Investors, Janus Capital Group, Curian Capital, and T. Rowe Price.
Who are Thomas Wild's colleagues at Charles Schwab?
Thomas Wild's colleagues at Charles Schwab include Brenden Royere, Brooke Schulte, Dennis Steele, Jill Bentzel, and Scott Haley.
How can I contact Thomas Wild?
You can use AeroLeads to view verified contact signals for Thomas Wild at Charles Schwab, including work email, phone, and LinkedIn data when available.
What schools did Thomas Wild attend?
Thomas Wild holds Bs, Finance from University Of South Florida.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Thomas Wild you were looking for.
Thomas Wild
5 email domains
Thomas Wild
3 email domains
Thomas Wild
1 email domain
Thomas Wild
1 email domain