Thomas Moore Email & Phone Number

Compliance Advisory Associate specializing in FX and Rates products at TP ICAP, one of the world's largest inter-dealer brokerage firms.- Compliance oversight of FX, Money Market, and Rates product desks.- Ensuring compliance across multiple regulatory jurisdictions, routinely employing Spanish and Italian language skills.- Subject matter expert for regulatory considerations in Global Client Onboarding.- Development of corporate policy to align business practices with shifting regulatory standards.- Routine communications with internal and external stakeholders to facilitate business and resolve complex issues.

Plano, Texas, United States

Plano, Texas, United States

Washington D.C. Metro Area

• Managed an FA team’s marketing and acquisition pipeline, cold called potential clients• Drove office technology adoption initiative to assist advisers in building their online presence• Managed a client’s financial plan using Wealth Outlook according to their goals• Researched and analyzed individual stock performance to create a high performing, diverse client portfolio

Reston, Virginia

-Assisted with daily general ledger entries, reconciliations, and accounts payable -Compiled supporting documentation for 10-Q's -Assisted in disposal of fixed assets -Compiled financial data and related metrics to inform internal management decisions

Virginia Tech

Responsible for marketing Joyrun to the student body of Virginia Tech. Joyrun is a unique social media app that facilitates an informal, user driven food delivery service. Our goal is to make Joyrun a thriving community on campus through advertising and promotional events.

University City Blvd Blacksburg, Va

The Student Calling Center's mission is to reach out to young alumni and encourage alumni contributions to the university. Developed interpersonal skills and professional phone manner. Gained skills and strategies in sales and persuasive speaking.

- Trained on and used excellent customer service practices. - Learned cooperation with coworkers and managers in a hectic work environment.- Learned time management skills balancing 15 hours/week and my studies. - Learned and applied best practices in food safety and adhered to regulations.

Master'S Degree, Political Economy

Bachelor Of Science Business, Financial Planning And Services