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Tim C. Email & Phone Number

Regulatory Compliance and Operations Professional at Compliance Risk Concepts (CRC)

Location: Rochester, New York, United States 3 work roles 2 schools

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✓ Verified May 2026 3 data sources Profile completeness 86%

Current company

Compliance Risk Concepts (CRC)

Role

Regulatory Compliance and Operations Professional

Location

Rochester, New York, United States

Company size

28 employees

Who is Tim C.? Overview

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Quick answer

Tim C. is listed as Regulatory Compliance and Operations Professional at Compliance Risk Concepts (CRC), a company with 28 employees, based in Rochester, New York, United States. AeroLeads shows a matched LinkedIn profile for Tim C..

Tim C. previously worked as Director Of Operations at Excel Securities & Associates and Financial Analyst at Excel Securities & Associates. Tim C. holds Mba, Business Administration And Management, General from Alfred University.

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Compliance Risk Concepts (CRC)

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Profile bio

About Tim C.

Tim C. is a Regulatory Compliance and Operations Professional at Compliance Risk Concepts (CRC).

Current workplace

Tim C.'s current company

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Compliance Risk Concepts (Crc)

Regulatory Compliance and Operations Professional

new york, united states

Website

compliance-risk.com

Employees

28

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Company profile

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3 roles

Tim C. work experience

A career timeline built from the work history available for this profile.

Regulatory Compliance And Operations Professional

Current

Compliance Risk Concepts (Crc)

May 2022 - Present

Director Of Operations

Excel Securities & Associates

Rochester, New York

Director of Operations (DOO)Reports directly to Chief Operating Officer and is part of the firm’s executive team.Manages the firm’s operational systems and processes
The DOO must have a deep understanding of the firm’s operational systems and processes to continuously seek efficiencies and recommend strategies for improvement that are in line with the firm’s strategic initiatives.
Collaborate with users to identify challenges, assist with solutions, and promote a learning environment.
Act as liaison to vendors to identify, communicate, seek resolution to system challenges and shortcomings.
Assist with the capture and format of data derived from operational systems and used to meet the firm’s supervisory and oversight efforts.
Participate in the firm’s Cyber committee and work to support the initiatives identified by the committee.

Jul 2018 - May 2022

Financial Analyst

Excel Securities & Associates

Rochester, New York

Key Attributes of Current Position:Risk AnalysisStandard Deviation Analysis of Client AccountsProfitability AnalysisDatabase ManagementFinancial ForecastingPreparation of Monthly/Quarterly/Yearly Financial ReportsWorkflow Creation/MaintenanceSupervisory Review Work of Financial RepresentativesMaintaining Trading Platform of Advisory Program.

Aug 2014 - Jul 2018

Team & coworkers

Colleagues at Compliance Risk Concepts (CRC)

Other employees you can reach at compliance-risk.com. View company contacts for 28 employees →

RA

Ryleigh Avnet Colleague at Compliance Risk Concepts (Crc) New York, New York, United States, United States View → JA

Jared Amster Colleague at Compliance Risk Concepts (Crc) New York, New York, United States, United States View → JB

Jaclyn Bowdren Colleague at Compliance Risk Concepts (Crc) New York, New York, United States, United States View → LC

Lilian C. Colleague at Compliance Risk Concepts (Crc) New York, New York, United States, United States View → JL

Jennifer Larose, Crcp® Colleague at Compliance Risk Concepts (Crc) United States, United States View → MK

Mallory Kate Colleague at Compliance Risk Concepts (Crc) New York, New York, United States, United States View → AL

Angela Lero Colleague at Compliance Risk Concepts (Crc) Milan, Missouri, United States, United States View → SH

Stuart Henderson Colleague at Compliance Risk Concepts (Crc) Newfoundland, Pennsylvania, United States, United States View → SN

Scott Neville Colleague at Compliance Risk Concepts (Crc) Levittown, New York, United States, United States View → PR

Paige Rand Colleague at Compliance Risk Concepts (Crc) Boston, Massachusetts, United States, United States View →

2 education records

Tim C. education

Mba, Business Administration And Management, General

Alfred University

Bachelor Of Arts (B.A.), Political Science

Alfred University

FAQ

Frequently asked questions about Tim C.

Quick answers generated from the profile data available on this page.

What company does Tim C. work for?

Tim C. works for Compliance Risk Concepts (CRC).

What is Tim C.'s role at Compliance Risk Concepts (CRC)?

Tim C. is listed as Regulatory Compliance and Operations Professional at Compliance Risk Concepts (CRC).

Where is Tim C. based?

Tim C. is based in Rochester, New York, United States while working with Compliance Risk Concepts (CRC).

What companies has Tim C. worked for?

Tim C. has worked for Compliance Risk Concepts (Crc) and Excel Securities & Associates.

Who are Tim C.'s colleagues at Compliance Risk Concepts (CRC)?

Tim C.'s colleagues at Compliance Risk Concepts (CRC) include Ryleigh Avnet, Jared Amster, Jaclyn Bowdren, Lilian C., and Jennifer Larose, Crcp®.

How can I contact Tim C.?

You can use AeroLeads to view verified contact signals for Tim C. at Compliance Risk Concepts (CRC), including work email, phone, and LinkedIn data when available.

What schools did Tim C. attend?

Tim C. holds Mba, Business Administration And Management, General from Alfred University.