Regulatory Compliance And Operations Professional
Current
May 2022 - Present
AeroLeads people directory · profile
Tim C. Email & Phone Number
Regulatory Compliance and Operations Professional
at
Compliance Risk Concepts (CRC)
LinkedIn matched
✓ Verified Jul 2026
3 data sources
Profile completeness 86%
Current company
Role
Regulatory Compliance and Operations Professional
Location
Rochester, New York, United States
Company size
Who is Tim C.? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Tim C. is listed as Regulatory Compliance and Operations Professional at Compliance Risk Concepts (CRC), a with 28 employees, based in Rochester, New York, United States. AeroLeads shows a matched LinkedIn profile for Tim C..
Tim C. previously worked as Director Of Operations at Excel Securities & Associates and Financial Analyst at Excel Securities & Associates. Tim C. holds Mba, Business Administration And Management, General from Alfred University.
Company email context
Email format at Compliance Risk Concepts (CRC)
This section adds company-level context without repeating Tim C.'s masked contact details.
Compliance Risk Concepts (CRC)
Review company-level records connected to Tim C. before choosing the right outreach path.
Profile bio
About Tim C.
Tim C. is a Regulatory Compliance and Operations Professional at Compliance Risk Concepts (CRC).
Current workplace
Tim C.'s current company
Company context helps verify the profile and gives searchers a useful next step.
Compliance Risk Concepts (Crc)
3 roles
Tim C. work experience
A career timeline built from the work history available for this profile.
Director Of Operations
Director of Operations (DOO)Reports directly to Chief Operating Officer and is part of the firm’s executive team.Manages the firm’s operational systems and processes•The DOO must have a deep understanding of the firm’s operational systems and processes to continuously seek efficiencies and recommend strategies for improvement that are in line with the firm’s strategic initiatives. •Collaborate with users to identify challenges, assist with solutions, and promote a learning environment.•Act as liaison to vendors to identify, communicate, seek resolution to system challenges and shortcomings.•Assist with the capture and format of data derived from operational systems and used to meet the firm’s supervisory and oversight efforts.•Participate in the firm’s Cyber committee and work to support the initiatives identified by the committee.•Support the financial advisor population with efforts to adopt technology and leverage it in their respective practices.
Jul 2018 - May 2022
Financial Analyst
Key Attributes of Current Position:Risk AnalysisStandard Deviation Analysis of Client AccountsProfitability AnalysisDatabase ManagementFinancial ForecastingPreparation of Monthly/Quarterly/Yearly Financial ReportsWorkflow Creation/MaintenanceSupervisory Review Work of Financial RepresentativesMaintaining Trading Platform of Advisory Program OfferingsAdvanced Querying/Deep Knowledge of Excel (Advanced formulas and Macros)Project Lead on Integrating New Software/Programs/Tools for the Company
Aug 2014 - Jul 2018
Team & coworkers
Colleagues at Compliance Risk Concepts (CRC)
Other employees you can reach at compliance-risk.com. View company contacts for 28 employees →
CP
Christopher Paolino
Colleague at Compliance Risk Concepts (Crc)New York, United States
View →
JA
Jared Amster
Colleague at Compliance Risk Concepts (Crc)New York, United States
View →
SH
Stuart Henderson
Colleague at Compliance Risk Concepts (Crc)Newfoundland, Pennsylvania, United States
View →
MD
Michael Durette
Colleague at Compliance Risk Concepts (Crc)Philadelphia, Pennsylvania, United States
View →
JB
Jaclyn Bowdren
Colleague at Compliance Risk Concepts (Crc)New York, United States
View →
JI
Julie Ivers
Colleague at Compliance Risk Concepts (Crc)American Fork, Utah, United States
View →
DA
Dillon Avnet
Colleague at Compliance Risk Concepts (Crc)New York, United States
View →
DN
Darren Norwood
Colleague at Compliance Risk Concepts (Crc)Falls Church, Virginia, United States
View →
CS
Clinton S.
Colleague at Compliance Risk Concepts (Crc)Greater Lexington Area, United States
View →
AH
Abigail Hernandez
Colleague at Compliance Risk Concepts (Crc)Amsterdam, North Holland, Netherlands
View →
Christopher Paolino
Colleague at Compliance Risk Concepts (Crc)New York, United States
View →
JA
Jared Amster
Colleague at Compliance Risk Concepts (Crc)New York, United States
View →
SH
Stuart Henderson
Colleague at Compliance Risk Concepts (Crc)Newfoundland, Pennsylvania, United States
View →
MD
Michael Durette
Colleague at Compliance Risk Concepts (Crc)Philadelphia, Pennsylvania, United States
View →
JB
Jaclyn Bowdren
Colleague at Compliance Risk Concepts (Crc)New York, United States
View →
JI
Julie Ivers
Colleague at Compliance Risk Concepts (Crc)American Fork, Utah, United States
View →
DA
Dillon Avnet
Colleague at Compliance Risk Concepts (Crc)New York, United States
View →
DN
Darren Norwood
Colleague at Compliance Risk Concepts (Crc)Falls Church, Virginia, United States
View →
CS
Clinton S.
Colleague at Compliance Risk Concepts (Crc)Greater Lexington Area, United States
View →
AH
Abigail Hernandez
Colleague at Compliance Risk Concepts (Crc)Amsterdam, North Holland, Netherlands
View →
2 education records
Tim C. education
Mba, Business Administration And Management, General
Bachelor Of Arts (B.A.), Political Science
FAQ
Frequently asked questions about Tim C.
Quick answers generated from the profile data available on this page.
What company does Tim C. work for?
Tim C. works for Compliance Risk Concepts (CRC).
What is Tim C.'s role at Compliance Risk Concepts (CRC)?
Tim C. is listed as Regulatory Compliance and Operations Professional at Compliance Risk Concepts (CRC).
Where is Tim C. based?
Tim C. is based in Rochester, New York, United States while working with Compliance Risk Concepts (CRC).
What companies has Tim C. worked for?
Tim C. has worked for Compliance Risk Concepts (Crc) and Excel Securities & Associates.
Who are Tim C.'s colleagues at Compliance Risk Concepts (CRC)?
Tim C.'s colleagues at Compliance Risk Concepts (CRC) include Christopher Paolino, Jared Amster, Stuart Henderson, Michael Durette, and Jaclyn Bowdren.
How can I contact Tim C.?
You can use AeroLeads to view verified contact signals for Tim C. at Compliance Risk Concepts (CRC), including work email, phone, and LinkedIn data when available.
What schools did Tim C. attend?
Tim C. holds Mba, Business Administration And Management, General from Alfred University.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Tim C. you were looking for.
View similar profiles
