HSBC Technology Services (HTS) Regulatory Compliance responsibilities include:Provide leadership in managing Regulatory Compliance coverage of regulatory risks associated with third parties and vendors (including internal provision of services / offshoring). Provides Compliance advice and support into HSBC Global Third Party Strategies.Provide Regulatory Compliance coverage of regulatory risks associated with payments, data privacy, banking secrecy, data protection and cross border data issues, working closely with Global and Regional Business and Function Heads and also with the senior leaders within HSBC. Provide Compliance advice and support on multi-country, multi-regional and global strategic data initiatives. Committee Membership and Reporting: Compliance delegate for executive committees including various risk management and strategic corporate committees and external committees/industry forums. Regulatory Compliance Liaison: Coordinate and attend meetings between FCA, PRA, various countries regulators (e.g. FRB, OCC, PBoC, etc.) and senior executives. Manage actions arising from meetings. Management: Lead team in multiple countries, working collaboratively across functions, businesses and geographies, fostering positive working relationships and behaviors. Training: Sponsor and deliver training and skills development in the Compliance funtion and develop/deliver compliance training for global staff.

Worked in varous Compliance Management and Director level roles supporting senior executives in delivery their responsibilities. Work required significant travel, management of offshore teams, and interface with staff at all levels, Regulators and Third Parties.

Managed the Daily operations of Consumer Lending Loan offices providing closed end and revolving credit and insurance products in New York, New Hampshire, Vermont and Massachusetts. Responsibilities included:-- Compliant sales of products to achieve/exceed goals-- Budgeting and financial reconciliation for branch office operations-- Recruiting, hiring, training and managing staff.-- Recruiting retail vendors to establish business relationships under the Consumer Sales Finance -- Pivate Label Credit Card program. -- Maintained customer satisfaction and regulatory compliance requirements.-- Facilitated Regulator Inspections