Tracy Smith Email & Phone Number

A dedicated and motivated financial services professional with over 24 years of experience, including extensive expertise in providing advice, paraplanning, auditing, compliance, and professional standards. Proven ability to conduct detailed paraplanning compliance audits, providing constructive feedback and training, and ensuring adherence to regulatory requirements. Adept at building strong relationships with advisers and stakeholders, influencing outcomes, and contributing to continuous improvement initiatives. Committed to delivering outstanding customer experiences and upholding the highest standards of professional ethics and compliance.Training, educating and coaching are personal interests and skills I’ve developed and enjoy, which have played a significant role in my professional achievements.