Timothy Brown Email & Phone Number

Richmond, VA, US

Midlothian, Virginia, United States

As the Director of Operations at Noble Warriors, I am dedicated to coordinating and managing the operational activities of the ministry, ensuring seamless execution of our mission. My role encompasses the following key responsibilities:- Strategic Leadership: Spearheading the development and implementation of a strategic ministry plan, I provide periodic.

Richmond, Virginia, United States

• Strategic project assignments with Atlanta, GA consulting firm focused on Fortune 500 clients focus on Financial Service companies. Regulatory-focused engagements as part of an experienced resource team to assist with.
• Providing guidance within RCSA processes related to control design/performance, lead business engagements including: control walkthroughs, gap analysis, recommendations and providing business leadership with status.
• Conducted business process analysis of QA/QC activities to support remediation of an audit issue and to assist with strategic build out of center of excellence.
• Performed data analysis to guide program improvement opportunities to address controls rated less than effective as part of regulatory consent order to enhance overall Risk Management across the enterprise

Suffolk, Virginia, United States

• TowneBank offers a full array of financial services from the oceanfront of Virginia Beach, to the Outer Banks of North Carolina, to Williamsburg, Richmond, and Central Virginia. With 40+ banking offices and over $15.
• Built and managed the Regulatory Compliance Monitoring and Testing Program with staff of 3 professionals working collaboratively with stakeholders to address compliance risks as identified by internal compliance risk.
• Ensured monitoring/testing assignments were completed within allotted timeframes and communicated control performance results and regulatory findings to management in an efficient, timely and concise manner
• Researched regulatory requirements relative to monitoring and testing assignments using compliance resources including published regulations/laws, approved third party resources, and Compliance colleagues

Central Asia (Taraz, Kazakhstan)

• Note: This job experience was shortened due to impact of COVID and in country restrictions.In Country representative for a humanitarian aid organization founded in 1995, registered in Kazakhstan (KZ) and the United.
• Led a 4 person team providing 45 wheelchairs in 6 months to family units in need of mobility assistance
• Created an ongoing process to evaluate requests for aid resulting in 60+ unique requests being fulfilled in 6 months
• Delivered strategic consulting services by evaluating key program offerings for continual growth of a registered public fund
• Built relationships with medical professionals to deliver conversational English lessons to improve listening and speaking skills.

Hybrid - Richmond, VA And San Antonio, TX

• Hybid remote project assignment with Richmond, VA consulting for USAA (San Antonio, TX).
• Conducted detailed transactional analysis for regulatory required remediation for Home Equity loans to validate Robotic Process Automation (RPA) results accelerating project deliverables
• Designed robust reporting framework and owned daily workflow management, reporting, and data analysis for QC project activities for key stakeholders to strengthen overall program management visibility and increase.
• Fulfilled daily ad hoc queries from program leadership to help drive timely decision making to mitigate execution risks

Richmond, Virginia, United States

• Onsite project assignment for with Richmond, VA based consulting firm with HQ in Atlanta.
• Provided Governance expertise on a program redesign of the Risk/Compliance program for CFA Institute (global membership association of investment professionals based in Charlottesville, VA) by leading technology.
• Guided GRC vendor selection and evaluation which included documenting business requirements, RFP creation, vendor response evaluations, onsite demo coordination, and procurement within their accelerated time frame
• Conducted research and provided detailed evaluations of eLearning Compliance & Ethics offerings resulting in recommendations for client management to consider in strengthening training strategy and program offerings

Richmond, Virgina

• SunTrust Banks, Inc., headquartered in Atlanta, is one of the nation's largest banking organizations, serving a broad range of consumer, commercial, corporate and institutional clients.
• Led transformational activities for Operational Risk Management in Issue Management, KRI Reporting, and Risk Oversight Reporting resulting in an Effective Audit rating and release from Federal Reserve consent order.
• Established data maturity standards for Enterprise Risk Management solution (IBM Open Pages) to provide value-added reporting and assist in deliverables for key strategic inputs to improve overall system functionality.
• Created weekly/monthly issues reporting used to drive business owner accountability and Executive level oversight resulting in a significant increase in on time issue closures and reduction in due date changes

Richmond, VA

• Implemented a client-centric approach for Default and Servicing requests for information from Investors, Insurers, Bond Rating Agencies, Federal/State Regulators and Internal Audit through partnerships with business.
• Delivered exam management tools to assist with request tracking and fulfillment capabilities, issue management data retention and management reporting resulting in improved customer process satisfaction
• Prepared responses to identified issues with business partners and monitored action plan tracking milestones in Issue Tracking SharePoint Database to ensure timely remediation

Richmond, Virginia Area

• Wells Fargo & Company is an American multinational financial services company headquartered in San Francisco, California, with central offices throughout the United States. It is the world's fourth-largest bank by.
• Developed and maintained departmental policies and procedures related to account restriction activities
• Interacted with government agencies and other third parties for benchmarking and research purposes
• Managed processes for responding to independent audits and regulatory examinations of the AML program

Richmond, Virginia Area

• Facilitated onsite/remote regulatory exams from the firm’s regulatory authorities (SEC, NYSE, FINRA, etc.) as part of a 5 person team by collaborating with business partners to fulfill requests for information and.
• Created departmental individualized learning plans which included teammate survey development/execution and tracking tool development and implementation

Richmond, Virginia Area

• Led key client NASD/FINRA remediation activities for Mutual Fund Breakpoints: Trained consultants on QA methodology, designed management reporting and coordinated the development of a Customer Support database
• Led testing approach and training for implementation of Issue Tracking Database
• Assisted with policies and procedure framework baseline assessment

Richmond, Virginia Area

• GE Financial was previously part of GE Capital - the financial services division of General Electric.
• Led consolidation of four regional sales offices into a centralized sales support center model resulting in decreased operating expenses and increased customer satisfaction being delivered by a team of 10 professionals.
• Partnered with Sales Leaders and Support Center peers to implement best practices resulting in being chosen as pilot location to evaluate and provide feedback on several new process improvement initiatives
• Executed on various administrative responsibilities for annual sales and training conference attended by over 2000 Long Term Care Agents to strengthen corporate community and drives sales goals

Richmond, Virginia Area

• Developed and delivered digital solutions to support the reduction in overhead costs via office consolidation and market differentiators for financial advisors by managing web development with IT partners for internet.
• Served as liaison for Corporate initiated digital projects to accelerate e-servicing capabilities across shared platforms
• Trained and supervised resource as a web content administrator for intranet site maintenance
• Conducted successful pilot enabling insurance illustration software to be run over the internet and provided recommendations to key stakeholders for program improvements

Richmond, Virginia Area

Implemented, maintained, and enhanced compliance foundation elements; Planned and performed compliance audits and reviews of key regulatory risks to evaluate adequacy of control environment and provided senior leadership with findings and recommendations; Created and implemented value add solutions to accelerate compliance awareness among employees.

Richmond, Virginia Area

• DGS provides the services that allow agencies to direct their energies toward their core missions without having to worry about the logistics of the operation. The department is comprised of multiple business units.
• Analyzed and re-engineered processes to successful implement PeopleSoft accounting package (AP/GL) within 8 months
• Created end-user documentation and delivered training sessions for software implementation to assist with end-user familiarity and system adoption
• Managed and developed technical assistant responsible for completing key project deliverables to ensure on-time delivery

Richmond, Virginia, United States

• Provided independent analysis of self-insured and purchased insurance programs to senior leadership with findings and recommendations for improvement

Richmond, Virginia Area

• Aon is a global professional services firm that sells a range of financial risk-mitigation products, including insurance, pension administration, and health insurance plans.
• Established business relationships with clients, service providers, and regulatory authorities to ensure timely response to all matters
• Prepared financial statements/regulatory reports for three start up Group Self-Insured Worker's Compensation Funds for small businesses operating in VA and MD to ensure regulatory compliance standards were being.
• Primary point of contact for interactions with the Commonwealth of Virginia's State Corporation Commission inquiries

Richmond, Virginia Area

• Assisted management in strengthening the enterprise risk assessment process by leading various size compliance, operational, and financial audits with data and financial analysis resulting in reports of key audit.

Roanoke, Virginia Area

• Founded in 1982 to provide calculated solutions for goal-oriented businesses and individuals. With a full staff of 30 members made up of CPAs, financial consultants, and administrators, we have a strong team of expert.
• Performed a variety of tasks for assigned audit engagements for regional businesses (ex. manufacturing, nonprofit, and auto dealerships) and prepared individual tax returns for assigned clients

Bachelor Of Science - Bs, Finance

Bachelor Of Science - Bs, Accounting