Vincent Poh work email
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Vincent Poh personal email
Excellent experience in Compliance, Internal Audit and Risk Management in financial industry and private bank with very good annual appraisals as well as equipped with various qualifications.Consistently selected for leadership and fast track program in current and previous bankSpecialties: Compliance, Internal Audit, Risk management
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Head Of Compliance SingaporeJ. Safra SarasinSingapore -
Deputy Head Of ComplianceBank J. Safra Sarasin Ltd Mar 2022 - PresentSingapore -
Regional Head Of Protection Of Interest Of Client, Wealth Management ComplianceBnp Paribas Nov 2019 - Apr 2022SingaporeI am responsible for the regional coverage of the Protection of Interest of Client (PIC) compliance domain in the Wealth Management business in Singapore and Hong Kong, India, Taiwan and China. The scope covers the following:- Protection of Interest of Client Compliance domain requirements, ensuring interest of clients are protected - New investment product/process/service approval- Regulatory compliance for investments- Regulatory general advisory- Investment transactions advisory- Product and investments suitability- Complaints resolution, investigation- Manages a team of 6 colleagues in Singapore and Hong Kong -
Director Of ComplianceBnp Paribas Nov 2012 - Nov 2019SingaporeI was responsible for the following areas:- The Primary SG Compliance officer for all investment related activities, new products, services and responsible for review and implementation of all regulatory requirements impacting investments. - Additional responsibilities from 2018 to also review non-investment related regulations impacting wealth management, performing gap analysis and notifying management of new regulations and also responsible for coordinating MAS related surveys and other requests.- Responsible for providing analysis of Compliance and regulatory requirements for all new products, activities and services to senior management in Singapore, including providing approval.- Regional responsibility for investment and suitability compliance, covering Singapore, Hong Kong, Indonesia, Shanghai, India & Taiwan - Alternate officer for general advisory compliance- Responsible in participating as key Compliance contact for client complaints resolution and participating in special Compliance investigations relating to suspicious front office activities.
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Vice PresidentCitigroup Jun 2007 - Oct 2012Audit manager covering the Private Bank in Asia. Responsibilities included the management and review of risks, internal controls in areas of investments, sales practices, suitability, KYC, AML, operations, compliance, risk management, fraud management, credit and finance. -
Internal AuditorSgx Aug 2004 - Jun 2007Business auditor in the Internal Audit department. Involved in auditing assignments on the derivatives and securities businesses and various business initiatives of the Singapore Exchange (SGX). Key member of the Enterprise Risk Management team (ERM) as well as various internal controls projects.
Vincent Poh Skills
Vincent Poh Education Details
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Business Administration -
Accounting -
Association Of Certified Anti-Money Laundering Certified Anti-Money Laundering Specialist -
Cfa InstituteChartered Financial Analyst
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Institute Of Certified Public Accountants Of Singapore Certified Public Accountant Singapore
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Professional Risk Managers' International AssociationProfessional Risk Manager
Frequently Asked Questions about Vincent Poh
What company does Vincent Poh work for?
Vincent Poh works for J. Safra Sarasin
What is Vincent Poh's role at the current company?
Vincent Poh's current role is Head of Compliance Singapore.
What is Vincent Poh's email address?
Vincent Poh's email address is vi****@****bas.com
What schools did Vincent Poh attend?
Vincent Poh attended National University Of Singapore, Curtin University, Association Of Certified Anti-Money Laundering, Cfa Institute, Institute Of Certified Public Accountants Of Singapore, Professional Risk Managers' International Association.
What skills is Vincent Poh known for?
Vincent Poh has skills like Enterprise Risk Management, Risk Management, Internal Audit.
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Vincent Poh
Aspiring Social Worker, Graduate Student Of Diploma In Community Development In Ngee Ann Polytechnic.Singapore -
1vple.com.sg
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