With 17+ years of strong banking experience, transitioned multiple processes and stabilized them as per the TAT. Synchronizes with operations & firm level maturing of the Second Line of Defense function with Compliance policies review, implementation, institutionalizing the change control mechanism, governance adherence and maintaining risk standards to drive compliance with regulatory and Corporate Policy requirement. Responsible for the Business control monitoring testing and reporting the status of the testing plan to Chief Compliance Officer, Business Management, and Risk Committee. I help my team and the management to meet the Compliance and operational requirements. My unique mix of operation and Compliance experience gives me the insight to understand how to best execute efficient and effective business controls, as well as create a differentiated client experience.I have a track record for being able to launch complex projects that allow financial institutions to achieve more efficient operations, better manage risk and achieve higher profitability through cost management and revenue loss prevention. I create strong operations processes that enable significantly better client experiences and strengthen client loyalty.Throughout my career, I've built and managed teams ranging from 5 to 150 FTEs. I'm known as a hands-on, results-oriented leader who engages, mentors and develops teams across multiple regions. I create initiatives that transform my staff into higher calibre, loyal employees.Key Specialties:• Compliance Manager• Compliance Risk Monitoring and Testing• Code of Business Ethics and Conduct• Conflict of Interest• Gap assessment on Compliance Policies• Assessment on Core Compliance. Operational incidents.• Control Monitoring and Testing• Daily Margin Payments• Collateral management• Cash Settlements • Transition management• T+1 Breaks