Wayne Chin Email & Phone Number

Singapore

Malaysia And Singapore

Responsible to apply/assist the ASEAN 6 countries payment and merchant acquiring licensing project

Chaoyang Qu, Beijing, China

Leader of Global Payment Compliance team, 1st Pioneer team member of compliance division, building up compliance team from scratch. Bytedance global payments compliance function and teams serving over a billion of global users of Tiktok and other Bytedance platforms around the world.Responsible- Payment licensing management, including but not limited to apply, engaging with regulator and dealing with all the licensing materials preparation, focus on Bytedance FINTECH and Payment regional strategy implementation plan. Payment License coverage includes but not limited to: Sea East Asia Country, United Kingdom, Ireland, Brazil, Mexico, Canada and United Stated- Compliance product management on both local/regional new products/business initiatives launching e.g., Confirming payment license capability, entity usage, channel partner KYB and merchant KYC sign off on all the business line e.g., e-Commerce, TikTok monetization, TikTok Live, Gaming and Education etc. payment solution sign off.- Managing the compliance regulatory matter first line monitoring and testing and quality assurance on key compliance programs and Initiatives, including compliance analytics on Byte-dance payment products and services, compliance training and senior management reporting- Leading the readiness work with group and GP strategy team on product and payment capability e.g., Selecting of Payment Channel/Third Party Payment Partner, Compliance/Risk product, and Regional Licensing readiness- Managing the Compliance Global Financial Crime Control team (KYC/KYB, Transaction monitoring/Sanction Management/Payment partner CDD/EDD and Management information reporting etc.) both for local and regional e.g., Singapore, US and EU. To comply on various regulator regulation requirement and act as the compliance vendor for business line- Managing team OKR and compliance Indicators

Regional

Focusing on Tencent Holdings Limited payment, virtual banking and cloud services governance infrastructure in China and the Asia Pacific country. Deal with the Asia Pacific country regulators on the E-money and Money Services Business licenses matter. Part of the core compliance division to assist the Tencent virtual bank to set up and comply with the Hong Kong Compliance, Regulatory Requirements, and Guidelines with Ensure User Privacy and Financial Security Protection.

Kuala Lumpur, Malaysia / Beijing, China

Act as the consultant of CCB Malaysia Preparatory Team; assist in preparing the 31st overseas branch for China Construction Bank; on the compliance readiness work.Responsibilities include:• To identify the risks that CCB Malaysia faces and advise on them.• To design and implement controls to protect CCB Malaysia from those risks.• To monitor and report on the effectiveness of those controls in the management of CCB Malaysia exposure to risks.• To resolve compliance difficulties.• To advise the business on rules and controls.• Generating practical perspectives on the applicability of laws, rules, and regulations across businesses and processes and how they translate into operational requirements.• Creating standards for risk materiality (for example, definition of material risk, tolerance levels, and tie to risk appetite).• Developing and managing a robust risk identification and assessment process/tool kit (for example, comprehensive inventory of risks, objective risk-assessment scorecards, and risk-measurement methodology) .• Developing and enforcing standards for an effective risk-mediation process (for example, root-cause analysis and performance tracking) to ensure it addresses root causes of compliance issues rather than just “treating the symptoms”.• Establishing standards for training programs and incentives tailored to the realities of each type of job or work environment.• Ensuring that the front line effectively applies processes and tools that have been developed by compliance.• Understanding the bank’s risk culture and its strengths as well as potential shortcomings.• Act as the primary contact person on all the compliance.

Kuala Lumpur, Malaysia

Responsible for coordinating Global Financial Criminal Crime (AML&ABC) program execution within the country and regional. - J.P. Morgan Chase Bank Berhad- J.P. Morgan Chase Bank, N.A. - Labuan Branch- J.P. Morgan Securities (Malaysia) Sdn. Bhd.- J.P. Morgan Malaysia Limited

Kuala Lumpur, Kuala Lumpur, Malaysia / Singapore

Regulatory complianceReporting directly to the Head of Portfolio and Regulatory Management, key role is work closely with the various retail and wholesale business and support divisions in managing its business compliance risks. Key responsibilities include:keeps abreast of regulatory developments and assess impact on the business, including providing advice, interpretation and recommendation to the business.leads the ongoing development and implementation of the retail regulatory assurance framework to ensure that the retail segment is in compliance with relevant compliance policies and standards established by Bank Compliance identifies and addresses regulatory requirements relating to new business initiatives such as new products/servicesfacilitates and ensures that the relevant sales assurance programs are developed and implemented by respective business and support functions. Other AML Responsibilities include: · Drive and implement the vision, strategy and compliance plan set by Head office, Local authority, consistent with supporting from the bank various department; strategic direction and growth aspirations in the Country, and for the Country’s strategic contribution to bank.· To manage both the Retail and Business Banking Anti Money laundry reporting (eg: Cash Transaction report (CTR), Suspicious Transaction report (STR), High and Moderate client analysis report, Transaction Monitoring report, Review and Testing Report (R&T) and other AML relate report) to ensure the management is kept abreast of Anti Money laundering (AML) status and issues. · Participate on the Anti-Money laundry project (E-KYC, Thomson Reuters World Check Name screening / Sanction database, Dowjones name screening project / DETICA Batch run, Actimize Transaction Monitoring system set up, Train to trainer (TTT) project) · Implementation of an effective compliance risk assessment program for the Company and engage with key business stakeholders.

Kuala Lumpur, Malaysia

Ensuring compliance to two (2) different regulator’s requirements i.e. Bank Negara Malaysia (“BNM”) and China Banking Regulatory Commission (“CBRC”) Registered Compliance Officer withk the Bank Negara Malaysia (“BNM”)Key Responsibilities include · Responsible for assisting in drafting and reviewing relevant Compliance policies and procedures necessary to support the objectives and values of BOCM. and for the implementation of corporate policies and procedures to manage corporate-level regulatory risks. · Identify key risks in new and developing regulatory and make recommendations on mitigating measures. · Establish standards and oversee implementation of procedures to ensure the compliance programs throughout the organization are effective and efficient in identifying, preventing, detecting and correcting non-compliance with applicable rules and regulations.· Work with relevant business units and functions (e.g.,Internal and External Audit, Finance, Risk Management and Legal) to build up and/or implement compliance risk controls and provide quality and solutions-focused advice on compliance risk and control issues relevant to the business units for informed decision-making on compliance and ethics matters. · Review business request/enquiry review for compliance with insurance regulatory law and guidelines. · Implement compliance reviews to assess the strength of mitigating controls. Conduct sample checks / reviews as part of the compliance review program to provide assurance over controls and risk mitigation measures. · Conduct compliance training and communicating compliance obligations to embed a culture of compliance and ethics within BOCM. · Leading and managing regulatory compliance programmed such as AML/CFT, FATCA, PDPA and investment compliance governance programmed code of conduct, data privacy, etc.

Kuala Lumpur, Malaysia / United Kingdom

To Support the Asian and Europe risk management functions, specifically to conduct revalidation on the existing client background information. Collect and review Know Your Customer (“KYC”) documents to ensure adherence to regulatory and internal AML policies, including but not limit to requesting client’s constitutional documents from the government company registry. - Perform customer name check and prepare high risk customer profiles.- Manage client information using in-house client databases.- Record outstanding KYC items on the client database and follow up with clients.- Ensuring compliance with all relevant regulatory, legal and Group requirements- Made sure client Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which they are involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy. - Keep track of any suspicious money transfer, dealings or documents. Perform timely verification of these transactions to check its authenticity via KYC checking on client profile via different KYC and CDD checklist.- Financial Crime (CFT and AML) - To drive and support all Financial Crime related initiatives (Anti-Bribery & Corruption and Anti-Money Laundering / Counter Financing of Terrorism Activities) identified and rolled out from time-to-time.

Professional On Amlcft, Regulatory Compliance, Passed

University Of Hertfordshire, Business Administration And Management, General, Passed

Activities and Societies: Debate Team